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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jul 28, 2026 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| VERIDOS CAPITAL LLC | State registered | Jan 27, 2026 | May 13, 2026 | no | TAMARAC, FL|Stevensville, MI | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 7, 2023 | May 8, 2025 | no | ELKHART, IN|MISHAWAKA, IN|GRANGER, IN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 7, 2022 | Jul 26, 2023 | no | PORTAGE, MI | Previous registration |
| EDWARD JONES | National bd RIA | Nov 20, 2020 | Oct 10, 2022 | no | EDWARDSBURG, MI|ST JOSEPH, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 13, 2019 | Nov 23, 2020 | no | SOUTH BEND, IN|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VERIDOS CAPITAL LLC | VANGUARD ADVISERS, INC. | May 13, 2026 | Jul 28, 2026 | 76 | Firm change | Other |
| PNC WEALTH MANAGEMENT | VERIDOS CAPITAL LLC | May 8, 2025 | Jan 27, 2026 | 264 | Firm change | Ibd to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | PNC WEALTH MANAGEMENT | Jul 26, 2023 | Aug 7, 2023 | 12 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 10, 2022 | Oct 7, 2022 | -3 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Nov 23, 2020 | Nov 20, 2020 | -3 | Firm change | Wirehouse to ibd |