DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• J•••• D••••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 7123083

Feed of 09/14/2026

Also filed as E••• D••••••••

At current firm

0 y

since Jul 28, 2026

In the industry

18 y

since Aug 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jul 28, 2026 · Scottsdale, Az
V•••••• C•••••• L•• state registered
Jan 27, 2026 to May 13, 2026 · Tamarac, Fl
P•• W••••• M••••••••• BD affiliated
Aug 7, 2023 to May 8, 2025 · Elkhart, In
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 7, 2022 to Jul 26, 2023 · Portage, Mi
E••••• J•••• national BD
Nov 20, 2020 to Oct 10, 2022 · E•••••Sburg, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 13, 2019 to Nov 23, 2020 · South Bend, In

Moves

a registration end followed by a registration begin elsewhere

V•••••• C•••••• L•• to V••••••• A•••••••• I•••
left May 13, 2026, registered Jul 28, 2026 (76 days) · Other
P•• W••••• M••••••••• to V•••••• C•••••• L••
left May 8, 2025, registered Jan 27, 2026 (264 days) · Affiliated broker-dealer or bank to a state-registered adviser
A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••
left Jul 26, 2023, registered Aug 7, 2023 (12 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Oct 10, 2022, registered Oct 7, 2022 (-3 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Nov 23, 2020, registered Nov 20, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E••• J•••• D•••••••• left V•••••• C•••••• L•• for V••••••• A•••••••• I••• (registered 2026-07-28)
May 13, 2026 · Advisor changed firm · fact
E••• J•••• D•••••••• left P•• W••••• M••••••••• for V•••••• C•••••• L•• (registered 2026-01-27)
May 8, 2025 · Advisor changed firm · fact
E••• J•••• D•••••••• left A••••••••• F•••••••• S•••••••• L•• for P•• W••••• M••••••••• (registered 2023-08-07)
Jul 26, 2023 · Advisor changed firm · fact
E••• J•••• D•••••••• left E••••• J•••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-10-07)
Oct 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address