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RIA / WealthAdvisor29 years in industry

Michael James Pass

Advisor at MIDLAND WEALTH MANAGEMENT

EFFINGHAM, IL | MOKENA, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MIDLAND WEALTH MANAGEMENT
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 3, 1997
First registration: Jan 28, 2003
Dual registered: no
IAPD individual key: 2835465

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MIDLAND WEALTH MANAGEMENT	Other adviser	Jul 22, 2026	n/a	yes	EFFINGHAM, IL\|MOKENA, IL	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jun 27, 2018	Jun 9, 2023	no	CHICAGO, IL\|CINCINNATI, OH\|CHICAGO, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Oct 11, 2011	Apr 18, 2018	no	FRANKFORT, IL\|NAPERVILLE, IL\|FRANKFORT, IL	Previous registration
WINTRUST INVESTMENTS	Former SEC adviser	Jan 8, 2009	Oct 4, 2011	no	NEW LENOX, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 16, 2005	Sep 26, 2007	no	FRANKFORT, IL\|CHICAGO, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 10, 2004	Dec 31, 2005	no	FRANKFORT, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jan 23, 2004	Aug 3, 2004	no	CHICAGO, IL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 28, 2003	Jan 27, 2004	no	TINLEY PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	MIDLAND WEALTH MANAGEMENT	Jun 9, 2023	Jul 22, 2026	1,139	Firm change after gap	Other
BMO HARRIS FINANCIAL ADVISORS, INC	HUNTINGTON FINANCIAL ADVISORS	Apr 18, 2018	Jun 27, 2018	70	Firm change	Ibd to ibd
WINTRUST INVESTMENTS	BMO HARRIS FINANCIAL ADVISORS, INC	Oct 4, 2011	Oct 11, 2011	7	Firm change	Other
BMO HARRIS FINANCIAL ADVISORS, INC	WINTRUST INVESTMENTS	Sep 26, 2007	Jan 8, 2009	470	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Dec 16, 2005	-15	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	E*TRADE CAPITAL MANAGEMENT, LLC	Aug 3, 2004	Aug 10, 2004	7	Firm change	Other
PRUCO SECURITIES, LLC	BANC ONE SECURITIES CORPORATION	Jan 27, 2004	Jan 23, 2004	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137115:16986:IL:2018-04-09	Apr 18, 2018	Jun 27, 2018	FRANKFORT, IL	Firm change

Relationships

Registered with (7)

→ MIDLAND WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 27, 2018 to Jun 9, 2023factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Oct 11, 2011 to Apr 18, 2018factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Jan 8, 2009 to Oct 4, 2011factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 10, 2004 to Dec 31, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 23, 2004 to Aug 3, 2004factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 28, 2003 to Jan 27, 2004factForm ADV

Dated events

Occurred
Jun 9, 2023
Advisor changed firm
Michael James Pass left Huntington Financial Advisors for Midland Wealth Management (registered 2026-07-22)
Form ADVobserved 3 days ago