RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• W••••• M••••••••• other currentsince Jul 22, 2026 · Effingham, Il
- H••••••••• F•••••••• A••••••• BD affiliatedJun 27, 2018 to Jun 9, 2023 · Chicago, Il
- B•• H••••• F•••••••• A•••••••• I•• formerOct 11, 2011 to Apr 18, 2018 · Frankfort, Il
- W••••••• I••••••••• formerJan 8, 2009 to Oct 4, 2011 · New Lenox, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 16, 2005 to Sep 26, 2007 · Frankfort, Il
- E•••••• C•••••• M••••••••• L•• formerAug 10, 2004 to Dec 31, 2005 · Frankfort, Il
- B••• O•• S••••••••• C••••••••• unclassifiedJan 23, 2004 to Aug 3, 2004 · Chicago, Il
- P•••• S••••••••• L•• no RAUMJan 28, 2003 to Jan 27, 2004 · Tinley Park, Il
- H••••••••• F•••••••• A••••••• to M•••••• W••••• M•••••••••left Jun 9, 2023, registered Jul 22, 2026 (1139 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to H••••••••• F•••••••• A•••••••left Apr 18, 2018, registered Jun 27, 2018 (70 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••••• I••••••••• to B•• H••••• F•••••••• A•••••••• I••left Oct 4, 2011, registered Oct 11, 2011 (7 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to W••••••• I•••••••••left Sep 26, 2007, registered Jan 8, 2009 (470 days) · Other
- E•••••• C•••••• M••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2005, registered Dec 16, 2005 (-15 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to E•••••• C•••••• M••••••••• L••left Aug 3, 2004, registered Aug 10, 2004 (7 days) · Other
- P•••• S••••••••• L•• to B••• O•• S••••••••• C•••••••••left Jan 27, 2004, registered Jan 23, 2004 (-4 days) · Other
- M•••••• J•••• P••• left H••••••••• F•••••••• A••••••• for M•••••• W••••• M••••••••• (registered 2026-07-22)Jun 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address