This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FLAHARTY ASSET MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 20, 1995earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Nov 30, 1995

First registration

Nov 20, 1995

Dual registered

yes, broker-dealer

Other names

SHON E FLAHARTY|SHON EDWARD FLAHARTY|SHON EDWARD FLAHARTY

IAPD individual key

2666498

• Occurred

  Jun 3, 2026
  Advisor changed firm

  Shon Edward Flaharty left Lpl Financial Llc for Flaharty Asset Management, Llc (registered 2013-09-09)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fa1330ae-cd3d-6ec5-84e2-136ead59ed61

First observed

Nov 20, 1995

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.