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Advisor at LEO WEALTH, LLC
EDISON, NJ | HURST, TX | Hong Kong
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEO WEALTH AMERICAS, LLC | Independent wealth | Feb 23, 2026 | n/a | yes | HURST, TX|Hong Kong | Current employment |
| LEO WEALTH, LLC | Independent wealth | Oct 11, 2021 | n/a | yes | EDISON, NJ|Hong Kong | Current employment |
| BFT FINANCIAL GROUP, LLC | Former SEC adviser | Dec 17, 2004 | Jan 3, 2022 | no | HURST, TX|BEDFORD, TX|RANCHO PALO VERTDES, CA|CENTRAL HONG KONG|Central Hong Kong | Previous registration |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Jul 16, 2004 | Dec 17, 2004 | no | RANCHO PALOS VERDES, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 20, 2002 | Dec 13, 2002 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BFT FINANCIAL GROUP, LLC | LEO WEALTH, LLC | Jan 3, 2022 | Oct 11, 2021 | -84 | Firm change after gap | RIA to RIA |
| QUEST CAPITAL STRATEGIES, INC. | BFT FINANCIAL GROUP, LLC | Dec 17, 2004 | Dec 17, 2004 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | QUEST CAPITAL STRATEGIES, INC. | Dec 13, 2002 | Jul 16, 2004 | 581 | Firm change after gap | Other |