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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Elizabeth McQuade

Advisor at CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fb2ddd58-ef32-d70c-c8d6-db2243a070a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: May 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 7, 2015
First registration: May 12, 2015
Dual registered: yes, broker-dealer
Other names: ELIZABETH PENSAVALLE|ELIZABETH P ROBINSON|ELIZABETH PENSAVALLE MCQUADE|Elizabeth McQuade|Elizabeth P McQuade
IAPD individual key: 1646752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 2, 2025	n/a	yes	SAN DIEGO, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 27, 2024	Nov 8, 2024	no	Los Angeles, CA	Previous registration
HCR WEALTH ADVISORS	Independent wealth	Dec 5, 2023	Apr 2, 2024	no	LOS ANGELES, CA	Previous registration
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Jul 26, 2022	May 19, 2023	no	Marina Del Rey, CA\|NEEDHAM, MA	Previous registration
STEELPEAK WEALTH, LLC	Independent wealth	Feb 5, 2021	Apr 5, 2021	no	LOS ANGELES, CA	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Nov 4, 2020	Dec 17, 2020	no	GLENDALE, CA	Previous registration
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Jun 3, 2019	Jun 18, 2019	no	COSTA MESA, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 23, 2016	Jun 10, 2019	no	LOS ANGELES, CA\|BEVERLY HILLS, CA	Previous registration
MORGAN STANLEY	Wirehouse	Sep 10, 2015	Sep 2, 2016	no	BEVERLY HILLS, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 12, 2015	Aug 10, 2015	no	EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 8, 2024	Apr 2, 2025	145	Firm change	Ibd to ibd
HCR WEALTH ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 2, 2024	Sep 27, 2024	178	Firm change	RIA to ibd
ASCENSUS INVESTMENT ADVISORS, LLC	HCR WEALTH ADVISORS	May 19, 2023	Dec 5, 2023	200	Firm change	Other
STEELPEAK WEALTH, LLC	ASCENSUS INVESTMENT ADVISORS, LLC	Apr 5, 2021	Jul 26, 2022	477	Firm change after gap	Other
EAGLE STRATEGIES LLC	STEELPEAK WEALTH, LLC	Dec 17, 2020	Feb 5, 2021	50	Firm change	Ibd to RIA
ALPHA CUBED INVESTMENTS, LLC	EAGLE STRATEGIES LLC	Jun 18, 2019	Nov 4, 2020	505	Firm change after gap	RIA to ibd
WELLS FARGO ADVISORS	ALPHA CUBED INVESTMENTS, LLC	Jun 10, 2019	Jun 3, 2019	-7	Firm change	Wirehouse to RIA
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 2, 2016	Dec 23, 2016	112	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Aug 10, 2015	Sep 10, 2015	31	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:19616:CA:2016-08-11	Sep 2, 2016	Dec 23, 2016	BEVERLY HILLS, CA	Firm change
7691:149777:CA:2015-07-27	Aug 10, 2015	Sep 10, 2015	EL SEGUNDO, CA	Firm change

Relationships

Registered with (10)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Apr 2, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 27, 2024 to Nov 8, 2024factForm ADV
→ HCR WEALTH ADVISORSRegistered adviserregistration: previous registration
Dec 5, 2023 to Apr 2, 2024factForm ADV
→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 26, 2022 to May 19, 2023factForm ADV
→ STEELPEAK WEALTH, LLCRegistered adviserregistration: previous registration
Feb 5, 2021 to Apr 5, 2021factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Nov 4, 2020 to Dec 17, 2020factForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 3, 2019 to Jun 18, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 23, 2016 to Jun 10, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 10, 2015 to Sep 2, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 12, 2015 to Aug 10, 2015factForm ADV

Dated events

Occurred
Nov 8, 2024
Advisor changed firm
Elizabeth Mcquade left Ameriprise Financial Services, Llc for Cetera Investment Advisers Llc (registered 2025-04-02)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Elizabeth Mcquade left Hcr Wealth Advisors for Ameriprise Financial Services, Llc (registered 2024-09-27)
Form ADVobserved 4 days ago
Occurred
May 19, 2023
Advisor changed firm
Elizabeth Mcquade left Ascensus Investment Advisors, Llc for Hcr Wealth Advisors (registered 2023-12-05)
Form ADVobserved 4 days ago