DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E•••••••• M••••••

C••••• I••••••••• A••••••• L••BD affiliatedSan Diego, Cadual registrantIAPD 1646752

Feed of 09/14/2026

Also filed as Elizabeth Pensavalle

At current firm

1 y

since Apr 2, 2025

In the industry

11 y

since May 7, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 2, 2025 · San Diego, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 27, 2024 to Nov 8, 2024 · Los Angeles, Ca
H•• W••••• A••••••• independent RIA
Dec 5, 2023 to Apr 2, 2024 · Los Angeles, Ca
A••••••• I••••••••• A•••••••• L•• institutional
Jul 26, 2022 to May 19, 2023 · Marina Del Rey, Ca
S•••••••• W•••••• L•• independent RIA
Feb 5, 2021 to Apr 5, 2021 · Los Angeles, Ca
E•••• S••••••••• L•• BD affiliated
Nov 4, 2020 to Dec 17, 2020 · Glendale, Ca
A•••• C•••• I••••••••• L•• former
Jun 3, 2019 to Jun 18, 2019 · Costa Mesa, Ca
W•••• F•••• A••••••• wirehouse
Dec 23, 2016 to Jun 10, 2019 · Los Angeles, Ca
M••••• S•••••• wirehouse
Sep 10, 2015 to Sep 2, 2016 · Beverly Hills, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 12, 2015 to Aug 10, 2015 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Nov 8, 2024, registered Apr 2, 2025 (145 days) · Affiliated broker-dealer or bank to another
H•• W••••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 2, 2024, registered Sep 27, 2024 (178 days) · RIA to affiliated broker-dealer or bank
A••••••• I••••••••• A•••••••• L•• to H•• W••••• A•••••••
left May 19, 2023, registered Dec 5, 2023 (200 days) · Other
S•••••••• W•••••• L•• to A••••••• I••••••••• A•••••••• L••
left Apr 5, 2021, registered Jul 26, 2022 (477 days) · Other
E•••• S••••••••• L•• to S•••••••• W•••••• L••
left Dec 17, 2020, registered Feb 5, 2021 (50 days) · Affiliated broker-dealer or bank to independent RIA
A•••• C•••• I••••••••• L•• to E•••• S••••••••• L••
left Jun 18, 2019, registered Nov 4, 2020 (505 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to A•••• C•••• I••••••••• L••
left Jun 10, 2019, registered Jun 3, 2019 (-7 days) · Wirehouse to independent RIA
M••••• S•••••• to W•••• F•••• A•••••••
left Sep 2, 2016, registered Dec 23, 2016 (112 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Aug 10, 2015, registered Sep 10, 2015 (31 days) · Wirehouse to wirehouse · moved with a team

Signals

E•••••••• M•••••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-04-02)
Nov 8, 2024 · Advisor changed firm · fact
E•••••••• M•••••• left H•• W••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-09-27)
Apr 2, 2024 · Advisor changed firm · fact
E•••••••• M•••••• left A••••••• I••••••••• A•••••••• L•• for H•• W••••• A••••••• (registered 2023-12-05)
May 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address