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Advisor at LPL FINANCIAL LLC
THE VILLAGES, FL | OCALA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 3, 2026 | n/a | yes | THE VILLAGES, FL|OCALA, FL|THE VILLAGES, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 29, 2024 | Feb 4, 2026 | no | The Villages, FL|The Villages, FL|Ocala, FL | Previous registration |
| DESTINY WEALTH PARTNERS, LLC | Independent wealth | Feb 3, 2022 | Nov 30, 2023 | no | TAVARES, FL|The Villages, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 15, 2018 | Jan 26, 2022 | no | The Villages, FL | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | May 1, 2014 | Aug 21, 2018 | no | The Villages, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 18, 2012 | Apr 16, 2014 | no | The Villages, FL|THE VILLAGES, FL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Sep 18, 2009 | Jun 18, 2012 | no | THE VILLAGES, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 7, 2007 | Aug 24, 2009 | no | HUNT VALLEY, MD | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 9, 2007 | no | HUNT VALLEY, MD | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 10, 2003 | Apr 2, 2007 | no | OCEAN CITY, MD|HUNT VALLEY, MD|SALISBURY, MD|HUNT VALLEY, MD|HUNT VALLEY, MD|SALISBURY, MD | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 8, 1999 | Mar 19, 2003 | no | CHARLOTTESVILLE, VA | Previous registration |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:FL:2026-01-23 | Feb 4, 2026 | Feb 3, 2026 | OCALA, FL | Firm change |
| 7461:6363:FL:2018-08-21 | Aug 21, 2018 | Aug 15, 2018 | THE VILLAGES, FL | Firm change |