DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark Lee Dickerson

LPL Financial LLCBD affiliatedThe Villages, Fl dual registrantIAPD 2809838

Certified Financial Planner

Feed of 09/14/2026

Also filed as Mark Lee Dickerson

At current firm

0 y

since Feb 3, 2026

In the industry

27 y

since Mar 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 3, 2026 · The Villages, Fl
Ameriprise Financial Services, LLC national BD
Jan 29, 2024 to Feb 4, 2026 · The Villages, Fl
Destiny Wealth Partners, LLC independent RIA
Feb 3, 2022 to Nov 30, 2023 · Tavares, Fl
Ameriprise Financial Services, LLC national BD
Aug 15, 2018 to Jan 26, 2022 · The Villages, Fl
Fsc Securities Corporation former
May 1, 2014 to Aug 21, 2018 · The Villages, Fl
Morgan Stanley wirehouse
Jul 18, 2012 to Apr 16, 2014 · The Villages, Fl
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Sep 18, 2009 to Jun 18, 2012 · The Villages, Fl
Wells Fargo Advisors wirehouse
May 7, 2007 to Aug 24, 2009 · Hunt Valley, Md
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to May 9, 2007 · Hunt Valley, Md
Morgan Stanley Dw Inc. unclassified
Mar 10, 2003 to Apr 2, 2007 · Ocean City, Md
UBS Financial Services Inc. wirehouse
Apr 8, 1999 to Mar 19, 2003 · Charlottesville, Va

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to LPL Financial LLC
left Feb 4, 2026, registered Feb 3, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Destiny Wealth Partners, LLC to Ameriprise Financial Services, LLC
left Nov 30, 2023, registered Jan 29, 2024 (60 days) · RIA to affiliated broker-dealer or bank
Ameriprise Financial Services, LLC to Destiny Wealth Partners, LLC
left Jan 26, 2022, registered Feb 3, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
Fsc Securities Corporation to Ameriprise Financial Services, LLC
left Aug 21, 2018, registered Aug 15, 2018 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
Morgan Stanley to Fsc Securities Corporation
left Apr 16, 2014, registered May 1, 2014 (15 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Morgan Stanley
left Jun 18, 2012, registered Jul 18, 2012 (30 days) · Other
Wells Fargo Advisors to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Aug 24, 2009, registered Sep 18, 2009 (25 days) · Other
Morgan Stanley & Co. LLC to Wells Fargo Advisors
left May 9, 2007, registered May 7, 2007 (-2 days) · Other
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Morgan Stanley Dw Inc.
left Mar 19, 2003, registered Mar 10, 2003 (-9 days) · Other

Signals

Mark Lee Dickerson left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-02-03)
Feb 4, 2026 · Advisor changed firm · fact
Mark Lee Dickerson left Destiny Wealth Partners, Llc for Ameriprise Financial Services, Llc (registered 2024-01-29)
Nov 30, 2023 · Advisor changed firm · fact
Mark Lee Dickerson left Ameriprise Financial Services, Llc for Destiny Wealth Partners, Llc (registered 2022-02-03)
Jan 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address