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Advisor at FARTHER
Madison, WI | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Farther | Independent wealth | Dec 4, 2024 | n/a | yes | Madison, WI|SAN FRANCISCO, CA | Current employment |
| SIGNALPOINT CAPITAL MANAGEMENT, LLC | Former SEC adviser | Feb 21, 2014 | Sep 13, 2016 | no | SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| SIGNALPOINT ASSET MANAGEMENT LLC | Former SEC adviser | Aug 8, 2013 | Mar 16, 2025 | no | SPRINGFIELD, MO|MADISON, WI|SPRINGFIELD, MO|Madison, WI | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2007 | Aug 21, 2013 | no | MADISON, WI|SPRINGFIELD, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 4, 2002 | Mar 7, 2007 | no | MADISON, WI|MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNALPOINT ASSET MANAGEMENT LLC | SIGNALPOINT CAPITAL MANAGEMENT, LLC | Mar 16, 2025 | Feb 21, 2014 | -4,041 | Firm change after gap | Other |
| SIGNALPOINT CAPITAL MANAGEMENT, LLC | Farther | Sep 13, 2016 | Dec 4, 2024 | 3,004 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | SIGNALPOINT ASSET MANAGEMENT LLC | Aug 21, 2013 | Aug 8, 2013 | -13 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Mar 7, 2007 | Mar 2, 2007 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164818:302050:MO:2016-09-13 | Sep 13, 2016 | Dec 4, 2024 | SPRINGFIELD, MO | Firm change after gap |