DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 680
NEWARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUGSBURGER, LEE, DUANE | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | Na | yes | 11/2006 | Mar 28, 2012 | Jun 13, 2016 |
| BALTIMORE, THOMAS, JEREMIAH | Director | Na | yes | 10/2008 | Mar 28, 2012 | Jun 13, 2016 |
| CASELLAS, GILBERT, FRAN | Director | Na | yes | 04/1998 | Mar 28, 2012 | Jun 13, 2016 |
| CULLEN, JAMES, GILBERT | Director | Na | yes | 04/1994 | Mar 28, 2012 | Jun 13, 2016 |
| FALZON, ROBERT, MICHAEL | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | Na | yes | 03/2013 | Mar 28, 2013 | Jun 13, 2016 |
| GRIER, MARK, BROWN | VICE CHAIRMAN & DIRECTOR | Na | yes | 06/2007 | Mar 28, 2012 | Jun 13, 2016 |
| HARRIS, TIMOTHY, PATRICK | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | Na | yes | 10/2015 | Oct 9, 2015 | Jun 13, 2016 |
| HUND-MEJEAN, MARTINA | Director | Na | yes | 10/2010 | Mar 28, 2012 | Jun 13, 2016 |
| KRAPEK, KARL, JOHN | Director | Na | yes | 01/2004 | Mar 28, 2012 | Jun 13, 2016 |
| LIGHTE, PETER, RUPERT | Director | Na | yes | 03/2016 | Mar 9, 2016 | Jun 13, 2016 |
| PAZ, GEORGE | Director | Na | yes | 03/2016 | Mar 9, 2016 | Jun 13, 2016 |
| PIANALTO, SANDRA | Director | Na | yes | 07/2015 | Jul 9, 2015 | Jun 13, 2016 |
| POON, CHRISTINE | Director | Na | yes | 09/2006 | Mar 28, 2012 | Jun 13, 2016 |
| PRUDENTIAL FINANCIAL, INC. | SOLE MEMBER | E | yes | 12/2001 | Mar 28, 2012 | Jun 13, 2016 |
| PRUDENTIAL HOLDINGS, LLC | Parent | E | yes | 12/2001 | Mar 28, 2012 | Jun 13, 2016 |
| SCOVANNER, DOUGLAS, ALLEN | Director | Na | yes | 11/2013 | Nov 12, 2013 | Jun 13, 2016 |
| STRANGFELD, JOHN, ROBERT | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | Na | yes | 01/2008 | Mar 28, 2012 | Jun 13, 2016 |
| TODMAN, MICHAEL, ANTONIO | Director | Na | yes | 03/2016 | Mar 9, 2016 | Jun 13, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PGIM, INC. | n/a | Other adviser | $1132B | N | yes | n/a |
| PRUCO SECURITIES, LLC | n/a | No RAUM reported | $0 | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Newark | Nj | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 30, 2016 | $251M | $251M | 13,302 | 1 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $253M | $253M | 12,599 | 1 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $773M | $773M | 12,140 | 1 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.5B | $1.5B | 9,145 | 2 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $1.5B | $1.5B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $251M | $253M | -0.6% | $1.5B | -44.6% | 13,302 | 12,599 | n/a | n/a |