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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PGIM CUSTOM HARVEST LLC

CRD 290235

NEWARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ec7453-7f98-8a5b-626c-c10f9ca1f817

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 24
On other graphs: 0
Observed: Nov 13, 2017 to Jul 17, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=11.0 bank_owner=false
Regulatory AUM: $6.9BItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.9B
Private client RAUM: $6.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 68
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8,702
Individual clients: 0
High net worth clients: 8,531
SEC number: 801-114622
CIK: 1845793
CRD: 290235
Filings on the tape: 27
First filed: Nov 13, 2017
Latest filed: Jul 17, 2026
Organised: Limited Liability Company, DE
Website: pgim.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIGIACOMO, CLAUDIA	CHIEF LEGAL OFFICER	Na	yes	12/2021	Jul 17, 2026	Jul 17, 2026
HANES, LISA, MARIA	CHIEF OPERATING OFFICER	Na	yes	01/2023	Jul 17, 2026	Jul 17, 2026
OHARA, BERNARD, GERARD	CHIEF FINANCIAL OFFICER	Na	yes	12/2021	Jul 17, 2026	Jul 17, 2026
PALLITTO, DAWN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2026	Jul 17, 2026	Jul 17, 2026
PARKER, STUART, SHERMAN	CHIEF EXECUTIVE OFFICER	Na	yes	12/2021	Jul 17, 2026	Jul 17, 2026
PIFM HOLDCO, LLC	SOLE MEMBER	E	yes	12/2021	Jul 17, 2026	Jul 17, 2026
SAUBER, JOEL, ROGER	MANAGING DIRECTOR	Na	yes	12/2021	Jul 17, 2026	Jul 17, 2026
DONOHUE, ANDREW, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Oct 7, 2022	May 3, 2024
HOLDERITH, ROBERT, COOMBER	VICE PRESIDENT	Na	yes	12/2021	Nov 13, 2017	May 3, 2024
PGIM HOLDING COMPANY LLC	PARENT OF SOLE MEMBER	E	yes	04/2006	Dec 22, 2021	May 3, 2024
PRUDENTIAL FINANCIAL, INC.	Owner	E	yes	04/2006	Dec 22, 2021	May 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PGIM, INC.	n/a	Other adviser	$1132B	N	yes	n/a
PGIM INVESTMENTS LLC	n/a	Asset manager	$345B	N	yes	n/a
PGIM QUANTITATIVE SOLUTIONS LLC	n/a	Asset manager	$111B	N	yes	n/a
PGIM PORTFOLIO ADVISORY LLC	n/a	Former SEC adviser	$26B	N	yes	n/a
PGIM PRIVATE PLACEMENT INVESTORS, L.P.	n/a	Institutional manager	$24B	N	yes	n/a
PGIM DC SOLUTIONS LLC	n/a	Asset manager	$6.9B	N	yes	n/a
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA	n/a	Former SEC adviser	$251M	N	yes	n/a
PGIM REAL ESTATE ADVISORS LLC	n/a	No RAUM reported	$0	N	yes	n/a
PRUCO SECURITIES, LLC	n/a	No RAUM reported	$0	N	yes	n/a
PRUCO LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY	n/a	n/a	n/a	N	yes	n/a
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC	n/a	n/a	n/a	N	yes	n/a
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
PRUDENTIAL TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$6.9B	$6.9B	68	9	0	n/a	n/a
2024	Mar 28, 2025	$5.4B	$5.4B	71	10	0	n/a	n/a
2023	Mar 26, 2024	$3.6B	$3.6B	60	6	0	n/a	n/a
2022	Mar 27, 2023	$2.4B	$2.2B	12	5	0	n/a	n/a
2021	Mar 24, 2022	$2.3B	$2.2B	10	4	1	n/a	n/a
2020	Mar 26, 2021	$346M	$346M	7	4	0	n/a	n/a
2019	Mar 30, 2020	$199M	$199M	8	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.9B	$5.4B	28.4%	$2.4B	42.6%	68	71	0	0

Relationships

Affiliated with (17)

→ PGIM INVESTMENTS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PGIM, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PGIM PRIVATE PLACEMENT INVESTORS, L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PGIM QUANTITATIVE SOLUTIONSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PGIM MULTI-ASSET SOLUTIONS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PGIM DC SOLUTIONSRegistered adviserother investment adviser, common control
factForm ADV
→ PGIM REAL ESTATE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ THE PRUDENTIAL INSURANCE COMPANY OF AMERICARegistered adviserother investment adviser, common control
factForm ADV
← PGIM QUANTITATIVE SOLUTIONSRegistered adviserother investment adviser, common control
factForm ADV
← PGIM INVESTMENTS LLCRegistered adviserother investment adviser, common control
factForm ADV
← PGIM DC SOLUTIONSRegistered adviserother investment adviser, common control
factForm ADV
← PGIM, INC.Registered adviserother investment adviser, common control
factForm ADV
← PGIM PRIVATE PLACEMENT INVESTORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← PRUDENTIAL SELECT STRATEGIES LLCRegistered adviserother investment adviser, common control
factForm ADV
← PGIM MULTI-ASSET SOLUTIONS LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALPHA QUANT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← OHARA, BERNARD, GERARDOwnerEXECUTIVE VICEPRESIDENT, CHIEF FINANCIAL OFFICER & CONTROLLER, ownership code NA, individual
Dec 22, 2021 to May 3, 2024factForm ADV
← PARKER, STUART, SHERMANOwnerOFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, PRESIDENT, ownership code NA, individual
Dec 22, 2021 to May 3, 2024factForm ADV
← DONOHUE, ANDREW, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 7, 2022 to May 3, 2024factForm ADV
← HOLDERITH, ROBERT, COOMBEROwnerVICE PRESIDENT, ownership code NA, individual
Nov 13, 2017 to May 3, 2024factForm ADV
← HANES, LISA, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 27, 2023 to May 3, 2024factForm ADV
← SAUBER, JOEL, ROGEROwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Dec 22, 2021 to May 3, 2024factForm ADV
← DIGIACOMO, CLAUDIAOwnerCHIEF LEGAL OFFICER, EXECUTIVE VICE PRESIDENT, SECRETARY, ownership code NA, individual
Dec 22, 2021 to May 3, 2024factForm ADV
← PGIM HOLDING COMPANY LLCOwnerPARENT OF SOLE MEMBER, ownership code E, domestic entity
Dec 22, 2021 to May 3, 2024factForm ADV
← PIFM HOLDCO, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 22, 2021 to May 3, 2024factForm ADV
← PRUDENTIAL FINANCIAL, INC.OwnerOWNER, ownership code E, domestic entity
Dec 22, 2021 to May 3, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Pgim Custom Harvest Llc reported RAUM $6.9B, up 28% from $5.4B (2025-12-01 to 2026-03-27)
Form ADVobserved 6 days ago
$1.5B
Occurred
Mar 28, 2025
Regulatory AUM changed
Pgim Custom Harvest Llc reported RAUM $5.4B, up 50% from $3.6B (2024-05-03 to 2025-03-28)
Form ADVobserved 6 days ago
$1.8B
Occurred
May 3, 2024
Control person joined
Gerard Bernard Ohara (Executive Vicepresident, Chief Financial Officer & Controller) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Pgim Custom Harvest Llc reported RAUM $3.6B, up 50% from $2.4B (2023-03-27 to 2024-03-26)
Form ADVobserved 6 days ago
$1.2B
Occurred
Mar 27, 2023
Control person joined
Maria Lisa Hanes (Chief Operating Officer) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Oct 7, 2022
Control person joined
John Andrew Donohue (Chief Compliance Officer) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Oct 7, 2022
Control person left
Isabelle Sajous (Chief Compliance Officer) no longer on Schedule A of Pgim Custom Harvest Llc (listed 2022-04-28, absent 2022-10-07)
Form ADVobserved 6 days ago
Occurred
Apr 28, 2022
Control person left
Michael Brian Mattia (Treasurer) no longer on Schedule A of Pgim Custom Harvest Llc (listed 2022-03-24, absent 2022-04-28)
Form ADVobserved 6 days ago
Occurred
Apr 28, 2022
Control person left
Armando (Dino) Capasso (Chief Compliance Officer) no longer on Schedule A of Pgim Custom Harvest Llc (listed 2022-03-24, absent 2022-04-28)
Form ADVobserved 6 days ago
Occurred
Apr 28, 2022
Control person joined
Isabelle Sajous (Chief Compliance Officer) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Mar 24, 2022
Regulatory AUM changed
Pgim Custom Harvest Llc reported RAUM $2.3B, up 578% from $345.9M (2021-12-22 to 2022-03-24)
Form ADVobserved 6 days ago
$2.0B
Occurred
Dec 22, 2021
Control person left
Brian Jacobs (President And Director) no longer on Schedule A of Pgim Custom Harvest Llc (listed 2021-03-26, absent 2021-12-22)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person left
Louis Gene Needles (Director) no longer on Schedule A of Pgim Custom Harvest Llc (listed 2021-03-26, absent 2021-12-22)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person joined
Roger Joel Sauber (Executive Vice President) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person joined
Sherman Stuart Parker (Officer-In-Charge, Chief Executive Officer, Chief Operating Officer & President) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person joined
Michael Brian Mattia (Treasurer) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person joined
Gerard Bernard Ohara (Executive Vice President, Chief Financial Officer & Controller) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person joined
Armando (Dino) Capasso (Chief Compliance Officer) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Dec 22, 2021
Control person joined
Claudia Digiacomo (Chief Legal Officer, Executive Vice President, Secretary) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Mar 26, 2021
Regulatory AUM changed
Pgim Custom Harvest Llc reported RAUM $345.9M, up 73% from $199.5M (2020-07-09 to 2021-03-26)
Form ADVobserved 6 days ago
$146M
Occurred
Jul 2, 2019
Control person joined
Brian Jacobs (President And Director) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Jul 2, 2019
Control person joined
Louis Gene Needles (Director) appeared on Schedule A of Pgim Custom Harvest Llc
Form ADVobserved 6 days ago
Occurred
Jul 2, 2019
Control person left
George Solomon Teller (Chief Investment Officer) no longer on Schedule A of Pgim Custom Harvest Llc (listed 2019-06-26, absent 2019-07-02)
Form ADVobserved 6 days ago
Occurred
Nov 13, 2017
First Form ADV filing
Green Harvest Asset Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9ec7453-7f98-8a5b-626c-c10f9ca1f817
First observed: Nov 13, 2017
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PGIM CUSTOM HARVEST LLC

CRD 290235

NEWARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ec7453-7f98-8a5b-626c-c10f9ca1f817

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIGIACOMO, CLAUDIA

CHIEF LEGAL OFFICER

yes

12/2021

Jul 17, 2026

HANES, LISA, MARIA

CHIEF OPERATING OFFICER

yes

01/2023

Jul 17, 2026

OHARA, BERNARD, GERARD

CHIEF FINANCIAL OFFICER

yes

12/2021

Jul 17, 2026

PALLITTO, DAWN

CHIEF COMPLIANCE OFFICER

yes

05/2026

Jul 17, 2026

PARKER, STUART, SHERMAN

CHIEF EXECUTIVE OFFICER

yes

12/2021

Jul 17, 2026

PIFM HOLDCO, LLC

SOLE MEMBER

yes

12/2021

Jul 17, 2026

SAUBER, JOEL, ROGER

MANAGING DIRECTOR

yes

12/2021

Jul 17, 2026

DONOHUE, ANDREW, JOHN

CHIEF COMPLIANCE OFFICER

yes

09/2022

Oct 7, 2022

May 3, 2024

HOLDERITH, ROBERT, COOMBER

VICE PRESIDENT

yes

12/2021

Nov 13, 2017

May 3, 2024

PGIM HOLDING COMPANY LLC

PARENT OF SOLE MEMBER

yes

04/2006

Dec 22, 2021

May 3, 2024

PRUDENTIAL FINANCIAL, INC.

Owner

yes

04/2006

Dec 22, 2021

May 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PGIM, INC.

n/a

Other adviser

$1132B

yes

n/a

PGIM INVESTMENTS LLC

n/a

Asset manager

$345B

yes

n/a

PGIM QUANTITATIVE SOLUTIONS LLC

n/a

Asset manager

$111B

yes

n/a

PGIM PORTFOLIO ADVISORY LLC

n/a

Former SEC adviser

$26B

yes

n/a

PGIM PRIVATE PLACEMENT INVESTORS, L.P.

n/a

Institutional manager

$24B

yes

n/a

PGIM DC SOLUTIONS LLC

n/a

Asset manager

$6.9B

yes

n/a

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

n/a

Former SEC adviser

$251M

yes

n/a

PGIM REAL ESTATE ADVISORS LLC

n/a

No RAUM reported

yes

n/a

PRUCO SECURITIES, LLC

n/a

No RAUM reported

yes

n/a

PRUCO LIFE INSURANCE COMPANY

n/a

yes

n/a

PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY

n/a

yes

n/a

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

n/a

yes

n/a

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

n/a

yes

n/a

PRUDENTIAL TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$6.9B

n/a

2024

Mar 28, 2025

$5.4B

n/a

2023

Mar 26, 2024

$3.6B

n/a

2022

Mar 27, 2023

$2.4B

$2.2B

n/a

2021

Mar 24, 2022

$2.3B

$2.2B

n/a

2020

Mar 26, 2021

$346M

n/a

2019

Mar 30, 2020

$199M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.9B

$5.4B

28.4%

$2.4B

42.6%