DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•• W••••• A•••••••
ST. PETERSBURG, FL | Gainesville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• W••••• A••••••• | Independent wealth | May 16, 2022 | n/a | yes | ST. PETERSBURG, FL|Gainesville, FL | Current employment |
| H••••••• W••••• M••••••••• L•• | Former SEC adviser | Jan 24, 2006 | May 11, 2022 | no | GAINESVILLE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••••• W••••• M••••••••• L•• | A•• W••••• A••••••• | May 11, 2022 | May 16, 2022 | 5 | Firm change | RIA to RIA |
| C••••••••• A•••••••• I•• | H••••••• W••••• M••••••••• L•• | Feb 10, 2006 | Jan 24, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 138146:314882:FL:2022-05-11 | May 11, 2022 | May 16, 2022 | GAINESVILLE, FL | Firm change |
| C••••••••• A•••••••• I•• | Former SEC adviser | Dec 21, 2005 | Feb 10, 2006 | no | GAINESVILLE, FL | Previous registration |
| V•••••• A•••••••• I••• | Bd affiliated wealth | May 12, 1999 | May 12, 2003 | no | GAINESVILLE, FL | Previous registration |
| -17 |
| Firm change |
| Other |
| V•••••• A•••••••• I••• | C••••••••• A•••••••• I•• | May 12, 2003 | Dec 21, 2005 | 954 | Firm change after gap | Other |