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Reading the graph
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Advisor at G•••••••• F•••••••• A•••••••• L••
Rolling Meadows, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• F•••••••• A•••••••• L•• | Institutional manager | Nov 10, 2022 | n/a | yes | Rolling Meadows, IL | Current employment |
| G••••• R••••••••• P••••••• L•• | Institutional manager | Nov 28, 2017 | Feb 2, 2018 | no | Lisle, IL|SAN RAFAEL, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | G•••••••• F•••••••• A•••••••• L•• | Feb 2, 2018 | Nov 10, 2022 | 1,742 | Firm change after gap | Other |
| O••• W••••• M••••••••• G•••• | G••••• R••••••••• P••••••• L•• | Sep 5, 2017 | Nov 28, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:176525:IL:2016-05-02 | May 2, 2016 | Apr 29, 2016 | ORLAND PARK, IL | Firm change |
| O••• W••••• M••••••••• G•••• | Former SEC adviser | Apr 29, 2016 | Sep 5, 2017 | no | Orland Park, IL | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jul 23, 2015 | May 2, 2016 | no | ORLAND PARK, IL | Previous registration |
| 84 |
| Firm change |
| Other |
| F•• S••••••••• C••••••••• | O••• W••••• M••••••••• G•••• | May 2, 2016 | Apr 29, 2016 | -3 | Firm change | Other |