RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Nov 10, 2022 · Rolling Meadows, Il
- G••••• R••••••••• P••••••• L•• institutionalNov 28, 2017 to Feb 2, 2018 · Lisle, Il
- O••• W••••• M••••••••• G•••• formerApr 29, 2016 to Sep 5, 2017 · Orland Park, Il
- F•• S••••••••• C••••••••• formerJul 23, 2015 to May 2, 2016 · Orland Park, Il
- G••••• R••••••••• P••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Feb 2, 2018, registered Nov 10, 2022 (1742 days) · Other
- O••• W••••• M••••••••• G•••• to G••••• R••••••••• P••••••• L••left Sep 5, 2017, registered Nov 28, 2017 (84 days) · Other
- F•• S••••••••• C••••••••• to O••• W••••• M••••••••• G••••left May 2, 2016, registered Apr 29, 2016 (-3 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address