T•••• N••••••

Advisor at F••••••••• I••••••••• A••••••• L••

PHOENIX, AZ | GAINESVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdd3781a-1e37-de71-ff43-4569174b7313

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jan 5, 2026	n/a	yes	GAINESVILLE, FL\|PHOENIX, AZ	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Jun 7, 2024	Oct 21, 2024	no	Jacksonville, FL\|Ocala, FL\|Mobile, AL\|Gainesville, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	F••••••••• I••••••••• A••••••• L••	Oct 21, 2024	Jan 5, 2026	441	Firm change after gap	RIA to RIA
O••••• W••••• G••••• L••	A• W••••• M••••••••• L••	May 2, 2024	Jun 7, 2024

Relationships

Registered with (6)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2024 to Oct 21, 2024factForm ADV
→ O••••• W••••• G••••• L••Registered adviserregistration: previous registration
May 13, 2023 to May 2, 2024factForm ADV
→ T••••••••• R••••••••• A•••••••• L••

Dated events

Occurred
Oct 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdd3781a-1e37-de71-ff43-4569174b7313
First observed: Aug 15, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.