DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tyler Nowotny

Foundations Investment Advisors LLCindependent RIAPhoenix, Az IA-onlyIAPD 6806140

Feed of 09/14/2026

At current firm

0 y

since Jan 5, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Foundations Investment Advisors LLC independent RIA current
since Jan 5, 2026 · Gainesville, Fl
Ae Wealth Management, LLC BD affiliated
Jun 7, 2024 to Oct 21, 2024 · Jacksonville, Fl
Oxford Wealth Group, LLC independent RIA
May 13, 2023 to May 2, 2024 · Orlando, Fl
Transamerica Retirement Advisors, LLC BD affiliated
Nov 5, 2021 to Apr 20, 2023 · Ocala, Fl
The Retirement Guys Formula independent RIA
Feb 14, 2020 to Oct 12, 2021 · Maumee, Oh
Edward Jones national BD
Aug 15, 2017 to Dec 4, 2019 · Ocala, Fl

Moves

a registration end followed by a registration begin elsewhere

Ae Wealth Management, LLC to Foundations Investment Advisors LLC
left Oct 21, 2024, registered Jan 5, 2026 (441 days) · RIA to RIA
Oxford Wealth Group, LLC to Ae Wealth Management, LLC
left May 2, 2024, registered Jun 7, 2024 (36 days) · RIA to RIA
Transamerica Retirement Advisors, LLC to Oxford Wealth Group, LLC
left Apr 20, 2023, registered May 13, 2023 (23 days) · Affiliated broker-dealer or bank to independent RIA
The Retirement Guys Formula to Transamerica Retirement Advisors, LLC
left Oct 12, 2021, registered Nov 5, 2021 (24 days) · RIA to affiliated broker-dealer or bank
Edward Jones to The Retirement Guys Formula
left Dec 4, 2019, registered Feb 14, 2020 (72 days) · Other

Signals

Tyler Nowotny left Ae Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2026-01-05)
Oct 21, 2024 · Advisor changed firm · fact
Tyler Nowotny left Oxford Wealth Group, Llc for Ae Wealth Management, Llc (registered 2024-06-07)
May 2, 2024 · Advisor changed firm · fact
Tyler Nowotny left Transamerica Retirement Advisors, Llc for Oxford Wealth Group, Llc (registered 2023-05-13)
Apr 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address