DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• D••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMHingham, Madual registrantIAPD 6554404

Feed of 09/14/2026

Also filed as A•••• Christopher D••••

At current firm

3 y

since Jul 18, 2023

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Jul 18, 2023 · Hingham, Ma
C•••••• A•••••••• L•••• L•• independent RIA
Jul 23, 2022 to Mar 1, 2023 · Shaker Heights, Oh
L•••••• I••••••••• independent RIA
Jul 21, 2022 to Mar 1, 2023 · Shaker Heights, Oh
P•••• S••••••••• L•• no RAUM
Sep 20, 2019 to Jul 20, 2022 · Mayfield Heights, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 29, 2017 to Jun 5, 2018 · Westlake, Oh

Moves

a registration end followed by a registration begin elsewhere

C•••••• A•••••••• L•••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 1, 2023, registered Jul 18, 2023 (139 days) · Other
L•••••• I••••••••• to C•••••• A•••••••• L•••• L••
left Mar 1, 2023, registered Jul 23, 2022 (-221 days) · RIA to RIA
P•••• S••••••••• L•• to L•••••• I•••••••••
left Jul 20, 2022, registered Jul 21, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••
left Jun 5, 2018, registered Sep 20, 2019 (472 days) · Wirehouse to affiliated broker-dealer or bank

Signals

A•••• D•••• left C•••••• A•••••••• L•••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-07-18)
Mar 1, 2023 · Advisor changed firm · fact
A•••• D•••• left L•••••• I••••••••• for C•••••• A•••••••• L•••• L•• (registered 2022-07-23)
Mar 1, 2023 · Advisor changed firm · fact
A•••• D•••• left P•••• S••••••••• L•• for L•••••• I••••••••• (registered 2022-07-21)
Jul 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address