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Advisor at PRIME CAPITAL FINANCIAL
Pensacola, FL | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jul 7, 2022 | n/a | yes | OVERLAND PARK, KS|Pensacola, FL | Current employment |
| BURNS ESTATE PLANNING & WEALTH ADVISORS | Former SEC adviser | Sep 26, 2019 | Aug 5, 2022 | no | HAMMOND, LA|PENSACOLA, FL | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jan 18, 2017 | Sep 26, 2019 | no | HAMMOND, LA|Hattiesburg, MS | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Feb 26, 2015 | Jan 20, 2017 | no | HAMMOND, LA|SARASOTA, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 4, 2013 | Feb 13, 2015 | no | BATON ROUGE, LA|Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BURNS ESTATE PLANNING & WEALTH ADVISORS | PRIME CAPITAL FINANCIAL | Aug 5, 2022 | Jul 7, 2022 | -29 | Firm change | RIA to RIA |
| AE WEALTH MANAGEMENT, LLC | BURNS ESTATE PLANNING & WEALTH ADVISORS | Sep 26, 2019 | Sep 26, 2019 | 0 | Firm change | RIA to new firm |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Jan 20, 2017 | Jan 18, 2017 | -2 | Firm change | Other |
| MORGAN STANLEY | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Feb 13, 2015 | Feb 26, 2015 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:305233:MS:2019-09-26 | Sep 26, 2019 | Sep 26, 2019 | HATTIESBURG, MS | Firm change |
| 132070:282580:FL:2016-11-17 | Jan 20, 2017 | Jan 18, 2017 | SARASOTA, FL | Firm change |