DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bmo Global Asset Management

Former SEC-registered adviserLondon, CRD 111598SEC 801-44724IAPD
Legal name Bmo Asset Management Limited
Latest filing Jul 4, 2022
First filing on the tape Mar 30, 2012 · 30 filings
RAUM
$90B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
513
152 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$90B as of Jan 28, 2022
Mar 30, 2012$23B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 28, 2022
Mar 30, 20120 then
Employees (5.A)513 as of Jan 28, 2022
Mar 26, 2013650 then
Private funds1 as of Mar 28, 2014
Mar 30, 20121 then
RAUM +21% over the last fiscal year+39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 4, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$224MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
73%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$60B67%
  • Corporations and businesses$14B15%
  • Pooled investment vehicles$11B12%
  • Insurance companies$4.7B5.2%
  • State and municipal entities$491M0.5%
  • Charitable organizations$132M0.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
274reported
Charitable clients
n/areported
Accounts
400reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Nmn Benjamin Apfel · Associate General Counselcontrol
        since 09/2007 · owns less than 5%
      • John Phil Doel · Directorcontrol
        since 06/2019 · owns less than 5%
      • David Nigel Parry · Chief Compliance Officercontrol
        since 06/2013 · owns less than 5%
      • James Stuart Woodyatt · Directorcontrol
        since 10/2018 · owns less than 5%
      • Nmn David Logan · Chief Executive Officer & Director
        since 07/2019 · owns less than 5%
      • Iain Fergus Mcdonald · Head Of Finance
        since 05/2015 · owns less than 5%
      Entity owners
      • Columbia Threadneedle Holdings Limited · Direct Shareholder
        direct · owns 75% or more
      • Ameriprise Financial, Inc. · Shareholder
        indirect · owns 75% or more of Columbia Threadneedle Investments Uk International Limited · public reporting company
      • Columbia Threadneedle (Europe) Ltd · Indirect Shareholder
        indirect · owns 75% or more of Columbia Threadneedle Am (Holdings) Plc
      • Columbia Threadneedle Am (Holdings) Plc · Indirect Shareholder
        indirect · owns 75% or more of Columbia Threadneedle Group (Management) Limited
      • Columbia Threadneedle Group (Holdings) Limited · Indirect Shareholder
        indirect · owns 75% or more of Columbia Threadneedle Group (Management) Limited
      • Columbia Threadneedle Group (Management) Limited · Indirect Shareholder
        indirect · owns 75% or more of Columbia Threadneedle Holdings Limited
      • Columbia Threadneedle Investments Uk International Limited · Shareholder
        indirect · owns 75% or more of Columbia Threadneedle (Europe) Ltd
      Related persons
      Schedule D 7.A
      • Ameriprise Captive Insurance Company
        real estaten
      • Lgm Investments
        investment adviserpooled vehicle sponsornRAUM $1.0B
      • Bmo Portugal, Gestao De Patrimonios, S.A.
        investment advisern
      • Columbia Management Investment Advisers, LLC
        investment adviserbankpooled vehicle sponsornRAUM $502B
      • Columbia Threadneedle (Em) Investments Limited
        investment adviserpooled vehicle sponsornRAUM $2.9B
      • Columbia Threadneedle Fund Management Limited
        investment advisern
      • Columbia Threadneedle Investment Business Limited
        investment advisern
      • Columbia Threadneedle Luxembourg S.A.
        pooled vehicle sponsorn
      • Columbia Threadneedle Multi-Manager Llp
        investment advisern
      • Columbia Threadneedle Netherlands B.V.
        investment advisern
      • Columbia Threadneedle Rep Am Plc
        investment advisern
      • F&C Aurora (Gp) Limited
        pooled vehicle sponsorn
      • F&C Climate Opportunity Partners (Gp) Limited
        pooled vehicle sponsorn
      • F&C European Capital Partners (Gp) Limited
        pooled vehicle sponsorn
      • F&C European Capital Partners II (Gp) Limited
        pooled vehicle sponsorn
      • Fosca Managers Sarl
        investment advisern
      • Pyrford International Ltd
        investment adviserpooled vehicle sponsornRAUM $7.1B
      • Thames River Capital Llp
        investment advisernRAUM $3.1B
      • Threadneedle Asset Management Limited
        investment advisern
      Advisers that list Bmo Global Asset Management as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Edinburgh, United Kingdom3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 446 to 400
        Nov 17, 2021 to Jan 28, 2022
      • Advisory employees · 123 to 152
        Nov 17, 2021 to Jan 28, 2022
      • Corporate clients · 36 to 39
        Nov 17, 2021 to Jan 28, 2022
      • Pension plan clients · 319 to 274
        Nov 17, 2021 to Jan 28, 2022
      • Pooled vehicle clients · 57 to 58
        Nov 17, 2021 to Jan 28, 2022
      • Employees · 544 to 513
        Nov 17, 2021 to Jan 28, 2022
      • Discretionary RAUM · $74B to $90B
        Nov 17, 2021 to Jan 28, 2022
      • Pension RAUM · $51B to $60B
        Nov 17, 2021 to Jan 28, 2022
      • Pooled vehicle RAUM · $7.0B to $11B
        Nov 17, 2021 to Jan 28, 2022
      • RAUM · $74B to $90B
        Nov 17, 2021 to Jan 28, 2022
      • Accounts · 237 to 446
        Jan 28, 2020 to Jan 28, 2021
      • Advisory employees · 132 to 123
        Jan 28, 2020 to Jan 28, 2021
      • Corporate clients · 33 to 36
        Jan 28, 2020 to Jan 28, 2021
      • Pension plan clients · 106 to 319
        Jan 28, 2020 to Jan 28, 2021
      • Pooled vehicle clients · 64 to 57
        Jan 28, 2020 to Jan 28, 2021
      • Employees · 772 to 544
        Jan 28, 2020 to Jan 28, 2021
      • Discretionary RAUM · $37B to $74B
        Jan 28, 2020 to Jan 28, 2021
      • Pension RAUM · $15B to $51B
        Jan 28, 2020 to Jan 28, 2021
      • Pooled vehicle RAUM · $7.3B to $7.0B
        Jan 28, 2020 to Jan 28, 2021
      • RAUM · $37B to $74B
        Jan 28, 2020 to Jan 28, 2021
      • Accounts · 234 to 237
        Jan 29, 2019 to Jan 28, 2020
      • Advisory employees · 144 to 132
        Jan 29, 2019 to Jan 28, 2020
      • Corporate clients · 9 to 33
        Jan 29, 2019 to Jan 28, 2020
      • Pension plan clients · 99 to 106
        Jan 29, 2019 to Jan 28, 2020
      • Pooled vehicle clients · 94 to 64
        Jan 29, 2019 to Jan 28, 2020
      • Employees · 777 to 772
        Jan 29, 2019 to Jan 28, 2020
      • Other offices · 3 to 1
        Jan 29, 2019 to Jan 28, 2020
      • Discretionary RAUM · $33B to $37B
        Jan 29, 2019 to Jan 28, 2020
      • Pension RAUM · $13B to $15B
        Jan 29, 2019 to Jan 28, 2020
      • Pooled vehicle RAUM · $14B to $7.3B
        Jan 29, 2019 to Jan 28, 2020
      • RAUM · $33B to $37B
        Jan 29, 2019 to Jan 28, 2020
      • Accounts · 196 to 234
        Nov 1, 2018 to Jan 29, 2019
      • Advisory employees · 140 to 144
        Nov 1, 2018 to Jan 29, 2019
      • Pension plan clients · 113 to 99
        Nov 1, 2018 to Jan 29, 2019
      • Pooled vehicle clients · 41 to 94
        Nov 1, 2018 to Jan 29, 2019
      • Employees · 660 to 777
        Nov 1, 2018 to Jan 29, 2019
      • Legal name · F&C MANAGEMENT LIMITED to BMO ASSET MANAGEMENT LIMITED
        Nov 1, 2018 to Jan 29, 2019
      • Discretionary RAUM · $24B to $33B
        Nov 1, 2018 to Jan 29, 2019
      • Pension RAUM · $13B to $13B
        Nov 1, 2018 to Jan 29, 2019
      • Pooled vehicle RAUM · $3.3B to $14B
        Nov 1, 2018 to Jan 29, 2019
      Signals
      12 dated events
      • Cameron Hugh Moir (Director) no longer on Schedule A of Bmo Global Asset Management (listed 2021-01-28, absent 2021-11-15)
        Nov 15, 2021 · Control person left · inference
      • Lynne Kristi Mitchem (Group Chief Executive Officer) no longer on Schedule A of Bmo Global Asset Management (listed 2021-01-28, absent 2021-11-15)
        Nov 15, 2021 · Control person left · inference
      • Bmo Global Asset Management reported RAUM $74.1B, up 103% from $36.6B (2020-01-28 to 2021-01-28)
        Jan 28, 2021 · RAUM change · derived
      • Lynne Kristi Mitchem (Group Chief Executive Officer) appeared on Schedule A of Bmo Global Asset Management
        Jan 28, 2020 · Control person joined · fact
      • John Phil Doel (Director) appeared on Schedule A of Bmo Global Asset Management
        Jan 28, 2020 · Control person joined · fact
      • Charles Richard Wilson (Chief Executive Officer) no longer on Schedule A of Bmo Global Asset Management (listed 2019-01-29, absent 2020-01-28)
        Jan 28, 2020 · Control person left · inference
      • Frances Mandy Mannix (Chief Executive Officer) no longer on Schedule A of Bmo Global Asset Management (listed 2019-01-29, absent 2020-01-28)
        Jan 28, 2020 · Control person left · inference
      • Bmo Global Asset Management reported RAUM $33.0B, up 36% from $24.3B (2018-11-01 to 2019-01-29)
        Jan 29, 2019 · RAUM change · derived
      • James Stuart Woodyatt (Director) appeared on Schedule A of Bmo Global Asset Management
        Jan 29, 2019 · Control person joined · fact
      • Cameron Hugh Moir (Director) appeared on Schedule A of Bmo Global Asset Management
        Jan 29, 2019 · Control person joined · fact
      • Frances Mandy Mannix (Chief Executive Officer) appeared on Schedule A of Bmo Global Asset Management
        Jan 29, 2019 · Control person joined · fact
      • David Logan (Director) no longer on Schedule A of Bmo Global Asset Management (listed 2018-11-01, absent 2019-01-29)
        Jan 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026