DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• A••••••• S•••••••• L••
Strongsville, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | Strongsville, OH | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Strongsville, OH | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• P•••• A••••••• | O•••• W•••••• I••• | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | A•••• P•••• A••••••• | Jun 14, 2024 | Nov 9, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:OH:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | STRONGSVILLE, OH | Firm change after gap |
| 110518:165127:OH:2024-06-14 | Jun 14, 2024 | Nov 9, 2020 | STRONGSVILLE, OH | Firm change after gap |
| Former SEC adviser |
| Nov 9, 2020 |
| Nov 8, 2024 |
| no |
| STRONGSVILLE, OH |
| Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Nov 6, 2020 | Jun 14, 2024 | no | STRONGSVILLE, OH | Previous registration |
| K•• F•••••••• S•••••••• I•• | Former SEC adviser | Dec 2, 2014 | Nov 6, 2020 | no | Strongsville, OH|SEATTLE, WA|SEATTLE, WA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 8, 2012 | Dec 16, 2014 | no | AKRON, OH | Previous registration |
| C••••••• W••••• M••••••••• I••• | Former SEC adviser | Jul 23, 2010 | Jul 27, 2012 | no | AKRON, OH | Previous registration |
| -1,313 |
| Channel change |
| Ibd to ibd |
| K•• F•••••••• S•••••••• I•• | S••••••••• A•••••• A•••••••• I••• | Nov 6, 2020 | Nov 6, 2020 | 0 | Bulk transfer | Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | K•• F•••••••• S•••••••• I•• | Dec 16, 2014 | Dec 2, 2014 | -14 | Firm change | Other |
| C••••••• W••••• M••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Jul 27, 2012 | May 8, 2012 | -80 | Firm change after gap | Other |