DFX Intelligence

B•••••• N•••••••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor15 years in industry

B•••••• N•••••••• O••••••••

Advisor at O••••••• A••••••• S••••••• L••

San Antonio, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fec30079-729e-5a7b-fb5f-ca044ae4d381

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A••••••• S••••••• L••	Independent wealth	Jan 4, 2021	n/a	yes	San Antonio, TX	Current employment
O••••••• A••••••• S••••••• L••	Independent wealth	Nov 4, 2019	Dec 31, 2020	no	San Antonio, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••• M••••••••• L••	O••••••• A••••••• S••••••• L••	Dec 31, 2019	Nov 4, 2019	-57	Firm change after gap	RIA to new firm
F•••• T•••• S••••••••• I•••	P••••••• A•••• M••••••••• L••	Jul 6, 2015	Mar 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
281619:301764:TX:2019-12-31	Dec 31, 2019	Nov 4, 2019	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (3)

→ O••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Nov 4, 2019 to Dec 31, 2020factForm ADV
→ P••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 29, 2016 to Dec 31, 2019factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2015 to Jul 6, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fec30079-729e-5a7b-fb5f-ca044ae4d381
First observed: Jun 8, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.