DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Britton Nathanial Ouellette
Feed of 09/14/2026
Also filed as Britton Nathanial Ouellett
At current firm
5 y
since Jan 4, 2021
In the industry
15 y
since Nov 15, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Optivise Advisory Services LLC independent RIA currentsince Jan 4, 2021 · San Antonio, Tx
- Optivise Advisory Services LLC independent RIANov 4, 2019 to Dec 31, 2020 · San Antonio, Tx
- Panthrex Asset Management LLC formerMar 29, 2016 to Dec 31, 2019 · San Antonio, Tx
- Fifth Third Securities, Inc. BD affiliatedJun 8, 2015 to Jul 6, 2015 · Valparaiso, In
Moves
a registration end followed by a registration begin elsewhere
- Panthrex Asset Management LLC to Optivise Advisory Services LLCleft Dec 31, 2019, registered Nov 4, 2019 (-57 days) · RIA to a newly registered adviser · moved with a team
- Fifth Third Securities, Inc. to Panthrex Asset Management LLCleft Jul 6, 2015, registered Mar 29, 2016 (267 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address