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RIA / WealthAdvisorCertified Financial Planner18 years in industry

HELEN BARBRE STEPHENS

Advisor at ASPEN WEALTH MANAGEMENT, LLC

FORT WORTH, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASPEN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jul 23, 2008
First registration: Sep 17, 2008
Dual registered: no
Other names: HELEN R BARBRE
IAPD individual key: 2421457

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASPEN WEALTH MANAGEMENT, LLC	Independent wealth	Feb 17, 2012	n/a	yes	FORT WORTH, TX	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Feb 28, 2012	Nov 2, 2013	no	FORT WORTH, TX\|GREENWOOD VILLAGE, CO\|COLLEYVILLE, TX	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Oct 27, 2011	Feb 28, 2012	no	RENTON, WA	Previous registration
COMMERCE WEALTH ADVISERS, LLC	Former SEC adviser	May 19, 2010	Sep 28, 2011	no	FORT WORTH, TX	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Sep 17, 2008	May 14, 2010	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	n/a	Nov 2, 2013	n/a	n/a	Departure no registered destination	Departure
PACIFIC WEST FINANCIAL CONSULTANTS INC	ASPEN WEALTH MANAGEMENT, LLC	Feb 28, 2012	Feb 17, 2012	-11	Firm change	Other
COMMERCE WEALTH ADVISERS, LLC	PACIFIC WEST FINANCIAL CONSULTANTS INC	Sep 28, 2011	Oct 27, 2011	29	Firm change	Other
AVANTAX ADVISORY SERVICES	COMMERCE WEALTH ADVISERS, LLC	May 14, 2010	May 19, 2010	5	Firm change	Other

Relationships

Registered with (5)

→ ASPEN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 17, 2012 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2012 to Nov 2, 2013factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Oct 27, 2011 to Feb 28, 2012factForm ADV
→ COMMERCE WEALTH ADVISERS, LLCRegistered adviserregistration: previous registration
May 19, 2010 to Sep 28, 2011factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 17, 2008 to May 14, 2010factForm ADV

Dated events

No dated event names this entity yet.