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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

PATRICK CHARLES SWEENEY

Advisor at PROSPERA FINANCIAL SERVICES, INC.

Bridgeville, PA

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Search this name across graphsid dfx:ria:ff55b815-07ba-95f1-5fd8-3d0a5b60cb27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 19, 2004
First registration: Mar 25, 2004
Dual registered: yes, broker-dealer
Other names: PATRICK CHARLES SWEENEY|PATRICK CHARLES SWEENEY|PATRICK SWEENEY
IAPD individual key: 4747610

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Aug 28, 2026	n/a	yes	Bridgeville, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 21, 2019	Sep 10, 2026	no	CANONSBURG, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 31, 2006	Jun 24, 2019	no	UPPER SAINT CLAIR, PA\|PITTSBURGH, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 25, 2004	Mar 20, 2006	no	CANNONSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	PROSPERA FINANCIAL SERVICES, INC.	Sep 10, 2026	Aug 28, 2026	-13	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jun 24, 2019	Jun 21, 2019	-3	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 20, 2006	Mar 31, 2006	11	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 21, 2019 to Sep 10, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 31, 2006 to Jun 24, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2004 to Mar 20, 2006factForm ADV

Dated events

Occurred
Sep 10, 2026
Advisor changed firm
Patrick Charles Sweeney left Wells Fargo Advisors for Prospera Financial Services, Inc. (registered 2026-08-28)
Form ADVobserved 5 days ago