DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Charles Sweeney
Certified Financial Planner
Feed of 09/14/2026
Also filed as Patrick Charles Sweeney
At current firm
0 y
since Aug 28, 2026
In the industry
22 y
since Mar 19, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prospera Financial Services, Inc. BD affiliated currentsince Aug 28, 2026 · Bridgeville, Pa
- Wells Fargo Advisors wirehouseJun 21, 2019 to Sep 10, 2026 · Canonsburg, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 31, 2006 to Jun 24, 2019 · Upper Saint Clair, Pa
- Ameriprise Financial Services, LLC national BDMar 25, 2004 to Mar 20, 2006 · Cannonsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Prospera Financial Services, Inc.left Sep 10, 2026, registered Aug 28, 2026 (-13 days) · Wirehouse to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Jun 24, 2019, registered Jun 21, 2019 (-3 days) · Wirehouse to wirehouse
- Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 20, 2006, registered Mar 31, 2006 (11 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Patrick Charles Sweeney left Wells Fargo Advisors for Prospera Financial Services, Inc. (registered 2026-08-28)Sep 10, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address