DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Williamson Legacy Group, LLC
Latest filing Mar 11, 2026
First filing on the tape Jan 21, 2022 · 11 filings
SEC status approved since Feb 25, 2022
RAUM
$183M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$180M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$36.6M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$183M as of Mar 11, 2026
Mar 21, 2023$145M then
HNW client RAUM$107M as of Mar 11, 2026
Mar 21, 2023$72.3M then
State-registered IARs (5.B.3)5 as of Mar 11, 2026
Mar 21, 20235 then
Employees (5.A)6 as of Mar 11, 2026
Mar 21, 20236 then
Private funds: no history
RAUM -12% over the last fiscal year+8.0% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $36.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $219,237derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$107M58%
- Individuals$73.4M40%
- Charitable organizations$2.8M1.5%
- Pension and profit-sharing plans$157,5620.1%
- Individual clients
- 291reported
- HNW clients
- 52reported
- Pension plan clients
- 3reported
- Charitable clients
- 2reported
- Accounts
- 835reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeanette Leann Mccormick | Carmel, In | Mar 20, 2022 | 24 y | 3 |
| Donald Matthew Phelan | Carmel, In | Mar 20, 2022 | 21 y | 4 |
| Benjamin Charles Hecht | Carmel, In | Mar 20, 2022 | 11 y | 3 |
| Owen Patrick Williamson | Brooklyn, Ny | Mar 21, 2022 | 12 y | 2 |
| Joseph Richard Williamson | Carmel, In | Apr 19, 2022 | 42 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Joseph Richard Williamson from Axxcess Wealth Management, LLCApr 19, 2022 · RIA to a newly registered adviser
- Owen Patrick Williamson from Axxcess Wealth Management, LLCMar 21, 2022 · RIA to a newly registered adviser
- Jeanette Leann Mccormick from Axxcess Wealth Management, LLCMar 20, 2022 · RIA to a newly registered adviser
- Donald Matthew Phelan from Axxcess Wealth Management, LLCMar 20, 2022 · RIA to a newly registered adviser
- Benjamin Charles Hecht from Axxcess Wealth Management, LLCMar 20, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Axxcess Wealth Management, LLCMar 24, 2022 · Carlsbad, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Joseph Williamson · Managing Director And Ceocontrolsince 08/2021 · owns 75% or more
- S Andrew Warning · Chief Compliance Officersince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carmel, In | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brooklyn, NY1 employees
- Fishers, IN1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 879 to 835Mar 12, 2025 to Mar 11, 2026
- HNW clients · 43 to 52Mar 12, 2025 to Mar 11, 2026
- Individual clients · 310 to 291Mar 12, 2025 to Mar 11, 2026
- Pension plan clients · 7 to 3Mar 12, 2025 to Mar 11, 2026
- Financial planning clients · 251-500 to 101-250Mar 12, 2025 to Mar 11, 2026
- Discretionary RAUM · $209M to $183MMar 12, 2025 to Mar 11, 2026
- HNW RAUM · $130M to $107MMar 12, 2025 to Mar 11, 2026
- Individual RAUM · $74.2M to $73.4MMar 12, 2025 to Mar 11, 2026
- Pension RAUM · $1.7M to $157,562Mar 12, 2025 to Mar 11, 2026
- RAUM · $209M to $183MMar 12, 2025 to Mar 11, 2026
- Accounts · 915 to 879Jul 30, 2024 to Mar 12, 2025
- Charity clients · 1 to 2Jul 30, 2024 to Mar 12, 2025
- HNW clients · 57 to 43Jul 30, 2024 to Mar 12, 2025
- Individual clients · 445 to 310Jul 30, 2024 to Mar 12, 2025
- Pension plan clients · 20 to 7Jul 30, 2024 to Mar 12, 2025
- Financial planning clients · 251-500 to 251-500Jul 30, 2024 to Mar 12, 2025
- HQ city · unset to Jul 30, 2024 to Mar 12, 2025
- HQ state · unset to Jul 30, 2024 to Mar 12, 2025
- Discretionary RAUM · $124M to $209MJul 30, 2024 to Mar 12, 2025
- HNW RAUM · $91.2M to $130MJul 30, 2024 to Mar 12, 2025
- Individual RAUM · $69.6M to $74.2MJul 30, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $40.9M to $0Jul 30, 2024 to Mar 12, 2025
- Pension RAUM · $1.8M to $1.7MJul 30, 2024 to Mar 12, 2025
- RAUM · $165M to $209MJul 30, 2024 to Mar 12, 2025
- Accounts · 1,045 to 915Mar 22, 2023 to Mar 13, 2024
- HNW clients · 31 to 57Mar 22, 2023 to Mar 13, 2024
- Individual clients · 477 to 445Mar 22, 2023 to Mar 13, 2024
- Pension plan clients · 11 to 20Mar 22, 2023 to Mar 13, 2024
- Financial planning clients · 101-250 to 251-500Mar 22, 2023 to Mar 13, 2024
- Discretionary RAUM · $115M to $124MMar 22, 2023 to Mar 13, 2024
- HNW RAUM · $72.3M to $91.2MMar 22, 2023 to Mar 13, 2024
- Individual RAUM · $68.7M to $69.6MMar 22, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $30.8M to $40.9MMar 22, 2023 to Mar 13, 2024
- Pension RAUM · $2.4M to $1.8MMar 22, 2023 to Mar 13, 2024
- RAUM · $145M to $165MMar 22, 2023 to Mar 13, 2024
- Legal name · TSOAR MINISTRIES LLC to WILLIAMSON LEGACY GROUP, LLCMar 21, 2023 to Mar 22, 2023
- Accounts · 937 to 1,045Jun 23, 2022 to Mar 21, 2023
- HNW clients · 35 to 31Jun 23, 2022 to Mar 21, 2023
- Individual clients · 340 to 477Jun 23, 2022 to Mar 21, 2023
- Pension plan clients · 27 to 11Jun 23, 2022 to Mar 21, 2023
Signals
2 dated events
- 4 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Williamson Legacy Group, LLC on the same dayMar 24, 2022 · Team lift-out · derived
- Williamson Legacy Group, Llc filed its initial SEC registration (Form ADV)Jan 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@williamsonlegacygroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 317-447-3212reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- williamsonlegacygroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 317-447-3212reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026