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Advisor at VIRTUS INVESTMENT ADVISERS, LLC
ANNAPOLIS, MD | HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, LLC | Asset manager | Nov 7, 2022 | n/a | yes | ANNAPOLIS, MD|HARTFORD, CT | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 16, 2021 | Oct 11, 2022 | no | Bethesda, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 26, 2021 | Oct 8, 2021 | no | SAN DIEGO, CA|ANNAPOLIS, MD|ANNAPOLIS, MD|SALISBURY, MD | Previous registration |
| EDWARD JONES | National bd RIA | Oct 7, 2019 | Jan 13, 2021 | no | ST LOUIS, MO|ANNAPOLIS, MD|EDGEWATER, MD | Previous registration |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | Former SEC adviser | Dec 21, 2016 | Oct 2, 2019 | no | BOSTON, MA | Previous registration |
| ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC | Former SEC adviser | Feb 24, 2003 | Aug 17, 2007 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | VIRTUS INVESTMENT ADVISERS, LLC | Oct 11, 2022 | Nov 7, 2022 | 27 | Firm change | Other |
| LPL FINANCIAL LLC | MORGAN STANLEY | Oct 8, 2021 | Dec 16, 2021 | 69 | Firm change | Ibd to wirehouse |
| EDWARD JONES | LPL FINANCIAL LLC | Jan 13, 2021 | Jan 26, 2021 | 13 | Firm change | Ibd to ibd |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | EDWARD JONES | Oct 2, 2019 | Oct 7, 2019 | 5 | Firm change | Other |
| ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC | AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | Aug 17, 2007 | Dec 21, 2016 | 3,414 | Firm change after gap | Other |