DFX Intelligence
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Registered advisor
M••• S••••• H••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Nov 3, 2015
In the industry
45 y
since Aug 6, 1981 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 3, 2015 · St. Louis, Mo
- B• R•••• W••••• M••••••••• formerMay 16, 2002 to Nov 2, 2015 · St. Louis, Mo
- P••••••••• E••••• G••••• L•• unclassifiedAug 26, 1983 to May 22, 2002 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• M••••••••• to L•• F•••••••• L••left Nov 2, 2015, registered Nov 3, 2015 (1 days) · Other
- P••••••••• E••••• G••••• L•• to B• R•••• W••••• M•••••••••left May 22, 2002, registered May 16, 2002 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address