RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• N••• M•••••
- N•••••• A••••••• BD affiliated currentsince May 5, 2023 · New Orelans, La
- A••••• I••••••••• P•••••••• L•• formerAug 18, 2015 to May 5, 2023 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedFeb 11, 2005 to Dec 13, 2013 · Lafayette, La
- M•• F•••••••• S•••••••• I••• formerMar 11, 2004 to Feb 8, 2005 · Lafayette, La
- A••••• I••••••••• P•••••••• L•• to N•••••• A•••••••left May 5, 2023, registered May 5, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to A••••• I••••••••• P•••••••• L••left Dec 13, 2013, registered Aug 18, 2015 (613 days) · Other
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Feb 8, 2005, registered Feb 11, 2005 (3 days) · Other
- J••• N••• M••••• left A••••• I••••••••• P•••••••• L•• for N•••••• A••••••• (registered 2023-05-05)May 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address