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Registered advisor
B••••• M•••••••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B••••• Gail M••••••••
At current firm
3 y
since Aug 10, 2023
In the industry
44 y
since Mar 26, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Newburgh, In
- S••••••• F•••••••• S•••••••• I••• formerOct 10, 2007 to Aug 10, 2023 · Newburgh, In
- C•••••• F•••••••• G•••• unclassifiedSep 28, 1994 to Dec 20, 2007 · Newburgh, In
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- C•••••• F•••••••• G•••• to S••••••• F•••••••• S•••••••• I•••left Dec 20, 2007, registered Oct 10, 2007 (-71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address