DFX Intelligence
RIA Intelligence
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Registered advisor
P•••• F••••••
Feed of 09/14/2026
At current firm
32 y
since Apr 14, 1994
In the industry
42 y
since May 25, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••••• W••••• A•••••••• I••• independent RIA currentsince Apr 14, 1994 · Lexington, Ma
- W•••••• P••••••• C••• formerApr 14, 1994 to Mar 26, 2013 · Lexington, Ma
Moves
a registration end followed by a registration begin elsewhere
- W•••••• P••••••• C••• to W•••••• W••••• A•••••••• I•••left Mar 26, 2013, registered Apr 14, 1994 (-6921 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address