RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•• M••••
- P••••••• W••••• S••••••••• L•• independent RIA currentsince Apr 20, 2026 · Brentwood, Tn
- P••••••• W••••• S••••••••• L•• independent RIAMar 17, 2021 to Dec 31, 2025 · Beechgrove, Tn
- C•••••• A••••••• P••••••• L•• formerMay 11, 2020 to Mar 9, 2021 · Beechgrove, Tn
- C•••••• E•••••••• M•••• P••••••••• L•• formerMar 28, 2007 to May 12, 2015 · Brentwood, Tn
- F•• S••••••••• C••••••••• formerMar 15, 2004 to Apr 27, 2009 · Manchester, Tn
- C•••••• A••••••• P••••••• L•• to P••••••• W••••• S••••••••• L••left Mar 9, 2021, registered Mar 17, 2021 (8 days) · RIA to RIA
- C•••••• E•••••••• M•••• P••••••••• L•• to C•••••• A••••••• P••••••• L••left May 12, 2015, registered May 11, 2020 (1826 days) · Other · moved with a team
- F•• S••••••••• C••••••••• to C•••••• E•••••••• M•••• P••••••••• L••left Apr 27, 2009, registered Mar 28, 2007 (-761 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address