DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Compass Advisory Partners LLC

Former SEC-registered adviserCookeville, TennesseeCRD 119377SEC 801-89171IAPD
Latest filing Sep 24, 2024
First filing on the tape Jan 23, 2012 · 48 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$263M as of Mar 25, 2024
Mar 29, 2012$73.8M then
HNW client RAUM$12.6M as of Mar 25, 2024
Mar 6, 2018$5.1M then
State-registered IARs (5.B.3)10 as of Mar 25, 2024
Mar 29, 20120 then
Employees (5.A)15 as of Mar 25, 2024
Mar 1, 201624 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 10 to 10
Practice profile
derived from the filing of Sep 24, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
7.5derivedItem 5.A over advisors
Advisors per office
0.4derived5 offices incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-20%derived
Compensation
hourlyreportedItem 5.E
Advisory activities
financial planningreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Travis Wayne GiffeyClearwater, Fl Aug 20, 200720 y2
David Kirk StitesCertified Financial PlannerCookeville, Tn Mar 10, 201511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount7 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Wayne Travis Giffey · Managing Member, Chief Compliance Officercontrol
    since 09/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Cookeville, Tn · principal100
Brentwood, Tn000
Clarksville, Tn000
Offices
Schedule D 1.F, the 25 largest
  • Clarksville, TN2 employees
  • Cookeville, TN2 employees
  • Cookeville, TN1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 1309.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Advisory activities · 3 to 1
    Mar 25, 2024 to Aug 5, 2024
  • Charity clients · 14.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Corporate clients · 34.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • HNW clients · 63.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Individual clients · 1198.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Discretionary RAUM · 262536905.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • HNW RAUM · 12601771.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Individual RAUM · 240221268.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Non-discretionary RAUM · 0.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • RAUM · 262536905.0 to unset
    Mar 25, 2024 to Aug 5, 2024
  • Accounts · 1,634 to 1,309
    May 19, 2023 to Mar 25, 2024
  • Charity clients · 18 to 14
    May 19, 2023 to Mar 25, 2024
  • Corporate clients · 42 to 34
    May 19, 2023 to Mar 25, 2024
  • HNW clients · 79 to 63
    May 19, 2023 to Mar 25, 2024
  • Individual clients · 1,495 to 1,198
    May 19, 2023 to Mar 25, 2024
  • Discretionary RAUM · $306M to $263M
    May 19, 2023 to Mar 25, 2024
  • HNW RAUM · $14.7M to $12.6M
    May 19, 2023 to Mar 25, 2024
  • Individual RAUM · $280M to $240M
    May 19, 2023 to Mar 25, 2024
  • RAUM · $306M to $263M
    May 19, 2023 to Mar 25, 2024
  • Accounts · 1,436 to 1,634
    Mar 25, 2022 to Mar 30, 2023
  • Advisory employees · 11 to 10
    Mar 25, 2022 to Mar 30, 2023
  • BD registered reps · 11 to 10
    Mar 25, 2022 to Mar 30, 2023
  • Charity clients · 16 to 18
    Mar 25, 2022 to Mar 30, 2023
  • Corporate clients · 37 to 42
    Mar 25, 2022 to Mar 30, 2023
  • HNW clients · 69 to 79
    Mar 25, 2022 to Mar 30, 2023
  • Individual clients · 1,314 to 1,495
    Mar 25, 2022 to Mar 30, 2023
  • Employees · 17 to 15
    Mar 25, 2022 to Mar 30, 2023
  • Insurance-licensed employees · 3 to 10
    Mar 25, 2022 to Mar 30, 2023
  • State-registered IARs · 9 to 10
    Mar 25, 2022 to Mar 30, 2023
  • Other offices · 5 to 4
    Mar 25, 2022 to Mar 30, 2023
  • Discretionary RAUM · $304M to $306M
    Mar 25, 2022 to Mar 30, 2023
  • HNW RAUM · $14.6M to $14.7M
    Mar 25, 2022 to Mar 30, 2023
  • Individual RAUM · $278M to $280M
    Mar 25, 2022 to Mar 30, 2023
  • RAUM · $304M to $306M
    Mar 25, 2022 to Mar 30, 2023
  • Accounts · 2,392 to 1,436
    Oct 15, 2021 to Mar 25, 2022
  • BD registered reps · 13 to 11
    Oct 15, 2021 to Mar 25, 2022
  • Charity clients · 14 to 16
    Oct 15, 2021 to Mar 25, 2022
  • Corporate clients · 34 to 37
    Oct 15, 2021 to Mar 25, 2022
  • HNW clients · 62 to 69
    Oct 15, 2021 to Mar 25, 2022
Signals
11 dated events
  • Chris Hall Wakefield left Compass Advisory Partners Llc for Fsc Securities Corporation (registered 2020-02-28)
    May 6, 2025 · Advisor changed firm · fact
  • John Barton Kent left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
    Mar 27, 2025 · Advisor changed firm · fact
  • James Lyle Cannon left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
    Mar 27, 2025 · Advisor changed firm · fact
  • Stephanie Michelle Flatt left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
    Mar 27, 2025 · Advisor changed firm · fact
  • Compass Advisory Partners LLC's advisors moved to Csenge Advisory Group, LLC (Cookeville, TN): 6 of 9 registered, on the same day
    Mar 27, 2025 · Firm absorbed (people side) · derived
  • Jeremy Tate Corley left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
    Mar 27, 2025 · Advisor changed firm · fact
  • Pamela Diana Fitzpatrick left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2025-01-01)
    Mar 27, 2025 · Advisor changed firm · fact
  • William Ellis Webb left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2026-01-02)
    Mar 27, 2025 · Advisor changed firm · fact
  • 2 advisors left Fsc Securities Corporation (Cookeville, TN) for Compass Advisory Partners LLC a day apart
    Jun 7, 2022 · Team lift-out · derived
  • Compass Advisory Partners Llc filed its initial SEC registration (Form ADV)
    Apr 2, 2015 · First SEC registration · fact
  • Compass Advisory Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Sep 20, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
planningforstrength.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026