RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• D••• H•••
- L•• F•••••••• L•• BD affiliated currentsince Feb 13, 2020 · Norton Shores, Mi
- H•••••• I••••••••• I••• independent RIAFeb 17, 2017 to Feb 13, 2020 · Norton Shores, Mi
- N••• F•••••••• G••••• I••• formerAug 27, 2013 to Feb 21, 2017 · North Ridgeville, Oh
- F•• S••••••••• C••••••••• formerMar 23, 2004 to Aug 29, 2013 · Muskegon, Mi
- H•••••• I••••••••• I••• to L•• F•••••••• L••left Feb 13, 2020, registered Feb 13, 2020 (0 days) · RIA to affiliated broker-dealer or bank
- N••• F•••••••• G••••• I••• to H•••••• I••••••••• I•••left Feb 21, 2017, registered Feb 17, 2017 (-4 days) · Other · moved with a team
- F•• S••••••••• C••••••••• to N••• F•••••••• G••••• I•••left Aug 29, 2013, registered Aug 27, 2013 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address