DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

The Main Street Group

Independent wealth managerGlen Allen, VirginiaCRD 175502SEC 801-113192website IAPD

Legal name The Main Street Group, Ltd

Latest filing Sep 14, 2026

First filing on the tape Apr 10, 2018 · 37 filings

SEC status approved since May 8, 2018

RAUM

$515M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$503M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$57.3M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

37 filings and snapshots on the tape

RAUM$515M as of May 19, 2026

Mar 15, 2019$116M then

HNW client RAUM$233M as of May 19, 2026

Mar 15, 2019$70.0M then

State-registered IARs (5.B.3)8 as of May 19, 2026

Mar 15, 20199 then

Employees (5.A)13 as of May 19, 2026

Mar 15, 201913 then

Private funds: no history

RAUM +24% over the last fiscal year+32% a year over threeIARs 8 to 8

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $57.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 79derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.9MderivedHNW RAUM over HNW clients
Average account: $207,108derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 4.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -67%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$270M52%
High-net-worth individuals$233M45%
Pension and profit-sharing plans$8.6M1.7%
Corporations and businesses$3.0M0.6%
Charitable organizations$821,2340.2%

Individual clients: 589reported
HNW clients: 122reported
Pension plan clients: 21reported
Charitable clients: 14reported
Accounts: 2,488reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=4.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Lawrence Edwin GrimesCertified Financial Planner	Glen Allen, Va	Sep 2, 2015	35 y	2
Lisa Lynn RoccaforteCertified Financial Planner	Glen Allen, Va	Oct 15, 2015	31 y	4
Thomas Andrew LoveCertified Financial Planner	Glen Allen, Va	Oct 16, 2015	18 y	2
Virginia Adcox Mylks	Glen Allen, Va	Oct 22, 2015	36 y	2
Robert Spaulding Showalter	Glen Allen, Va	Mar 13, 2018	13 y	2
John G SpiersChartered Financial Analyst	Glen Allen, Va	Mar 1, 2019	22 y	2
Craig H Heah	Glen Allen, Va	Dec 13, 2021	18 y	0
Jeremy C Woltz	Glen Allen, Va	Mar 14, 2025	12 y	0
Scott Russell O'Neill	Glen Allen, Va	Apr 18, 2025	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Christin Bonomonte to Fidelity Personal And Workplace Advisors
Jun 2, 2021 · RIA to affiliated broker-dealer or bank
Charles Mccray Williams to LPL Financial LLC
Mar 13, 2018 · RIA to RIA
Steven Gary Prestyly to Colonial River Wealth Management LLC
Jan 22, 2018 · Other
Catherine Shaner Carlock to LPL Financial LLC
Jan 19, 2018 · RIA to RIA
Robert Manning Loflin to LPL Financial LLC
Nov 22, 2017 · Other
Christopher Lee Farver to Claris Financial, LLC
Oct 7, 2016 · RIA to RIA

Joined, latest

Robert Spaulding Showalter from LPL Financial LLC
Mar 13, 2018 · RIA to RIA
John G Spiers from Waypoint Advisors, LLC
Mar 13, 2018 · Other
Christin Bonomonte from Pruco Securities, LLC
Dec 16, 2016 · Other
Virginia Adcox Mylks from LPL Financial LLC
Oct 22, 2015 · Other
Thomas Andrew Love from LPL Financial LLC
Oct 16, 2015 · Other
Lisa Lynn Roccaforte from LPL Financial LLC
Oct 15, 2015 · Other
Robert Manning Loflin from Signator Investors, Inc.
Oct 15, 2015 · Other
Steven Gary Prestyly from Wells Fargo Advisors
Oct 15, 2015 · Wirehouse to independent RIA
Christopher Lee Farver from LPL Financial LLC
Oct 15, 2015 · Other
Catherine Shaner Carlock from LPL Financial LLC
Oct 15, 2015 · Other
Lawrence Edwin Grimes from LPL Financial LLC
Sep 2, 2015 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

5 joined from LPL Financial LLC
Nov 13, 2015 · Glen Allen, Va

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Carolbeth Cook · Membercontrol
since 06/2015 · owns 10% to 25%
Glenn Steven Crawford · Membercontrol
since 06/2015 · owns 50% to 75%
Anne Chelsea Delgado · Member, President, Chief Executive Officer And Chief Compliance Officer
since 03/2019 · owns 10% to 25%
Andrew Thomas Love · Partner / Senior Vice President
since 09/2019 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Glen Allen, Va · principal	9	0	0

Offices

Schedule D 1.F, the 25 largest

Fairfax, VA1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Apr 8, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $414,639,848 to $515,285,051, advisors 8 to 8, private clients 2154 to 711, offices 1 to 1 (2025-04-09 to 2026-04-08)
peers: independent wealth managers, $500M to $1B (1,483)
client count collapseChange between filings · filing Apr 8, 2026
individual and HNW clients (Item 5.D) moved from 2,154.0 to 711.0 (-67.0%) between the annual amendments of 2025-04-09 and 2026-04-08; the peer median change was +5.0% (1216 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,216) · 0.7% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 251-500 to 251-500
May 19, 2026 to Sep 14, 2026
Related adviser · false to unset
May 19, 2026 to Sep 14, 2026
Related bank · false to unset
May 19, 2026 to Sep 14, 2026
Related broker-dealer · false to unset
May 19, 2026 to Sep 14, 2026
Related insurance company · false to unset
May 19, 2026 to Sep 14, 2026
Succession · false to unset
May 19, 2026 to Sep 14, 2026
Accounts · 2,342 to 2,488
Sep 11, 2025 to Feb 10, 2026
Individual clients · 566 to 589
Sep 11, 2025 to Feb 10, 2026
Discretionary RAUM · $470M to $515M
Sep 11, 2025 to Feb 10, 2026
HNW RAUM · $175M to $233M
Sep 11, 2025 to Feb 10, 2026
Individual RAUM · $285M to $270M
Sep 11, 2025 to Feb 10, 2026
Pension RAUM · $6.0M to $8.6M
Sep 11, 2025 to Feb 10, 2026
RAUM · $470M to $515M
Sep 11, 2025 to Feb 10, 2026
Accounts · 2,154 to 2,342
Apr 9, 2025 to Sep 11, 2025
Charity clients · 1 to 14
Apr 9, 2025 to Sep 11, 2025
Corporate clients · 9 to 19
Apr 9, 2025 to Sep 11, 2025
HNW clients · 96 to 122
Apr 9, 2025 to Sep 11, 2025
Individual clients · 2,058 to 566
Apr 9, 2025 to Sep 11, 2025
Pension plan clients · 14 to 21
Apr 9, 2025 to Sep 11, 2025
Financial planning clients · 51-100 to 251-500
Apr 9, 2025 to Sep 11, 2025
Discretionary RAUM · $415M to $470M
Apr 9, 2025 to Sep 11, 2025
HNW RAUM · $163M to $175M
Apr 9, 2025 to Sep 11, 2025
Individual RAUM · $245M to $285M
Apr 9, 2025 to Sep 11, 2025
Pension RAUM · $4.1M to $6.0M
Apr 9, 2025 to Sep 11, 2025
RAUM · $415M to $470M
Apr 9, 2025 to Sep 11, 2025
Accounts · 1,797 to 2,154
Nov 7, 2024 to Apr 9, 2025
Charity clients · 2 to 1
Nov 7, 2024 to Apr 9, 2025
Corporate clients · 12 to 9
Nov 7, 2024 to Apr 9, 2025
HNW clients · 203 to 96
Nov 7, 2024 to Apr 9, 2025
Individual clients · 870 to 2,058
Nov 7, 2024 to Apr 9, 2025
Pension plan clients · 5 to 14
Nov 7, 2024 to Apr 9, 2025
Financial planning clients · 11-25 to 51-100
Nov 7, 2024 to Apr 9, 2025
Discretionary RAUM · $325M to $415M
Nov 7, 2024 to Apr 9, 2025
HNW RAUM · $179M to $163M
Nov 7, 2024 to Apr 9, 2025
Individual RAUM · $141M to $245M
Nov 7, 2024 to Apr 9, 2025
Pension RAUM · $2.2M to $4.1M
Nov 7, 2024 to Apr 9, 2025
RAUM · $325M to $415M
Nov 7, 2024 to Apr 9, 2025
Advisory employees · 9 to 8
May 15, 2024 to Jul 24, 2024
BD registered reps · 5 to 4
May 15, 2024 to Jul 24, 2024
State-registered IARs · 9 to 8
May 15, 2024 to Jul 24, 2024

Signals

4 dated events

The Main Street Group reported RAUM $324.9M, up 45% from $224.1M (2023-09-20 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
Marie Patricia Woodie (Chief Compliance Officer) no longer on Schedule A of The Main Street Group (listed 2021-03-11, absent 2021-11-19)
Nov 19, 2021 · Control person left · inference
Marie Patricia Woodie (Chief Compliance Officer) appeared on Schedule A of The Main Street Group
Oct 27, 2020 · Control person joined · fact
The Main Street Group filed its initial SEC registration (Form ADV)
Apr 10, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: brooklyn@themainstreetgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
Business email: chelsea@themainstreetgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
Business email: gspiers@themainstreetgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
Business email: jackie@themainstreetgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
Business email: sshowalter@themainstreetgroup.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 703-425-3688reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 703-425-3698reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 804-270-4470reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/themainstreetgroup/aboutreportedpublic record, Form ADV, Sep 17, 2026
Website: THEMAINSTREETGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 804-270-4470reportedpublic record, Form ADV, Sep 14, 2026
Team page: themainstreetgroup.com/our-teamreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $57.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026