RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• A•••••• L••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jul 4, 2022 · Northbrook, Il
- S••••••• R••• A•••••••• L••• A• H•• I••••••••• C•••••• formerFeb 19, 2019 to Oct 25, 2022 · Northbrook, Il
- T•• L• W••••• C••••••••• I•• independent RIAMar 26, 2010 to Jun 8, 2011 · Timonium, Md
- S••••••• R••• A•••••••• L••• A• H•• I••••••••• C•••••• to G••••• R••••••••• P••••••• L••left Oct 25, 2022, registered Jul 4, 2022 (-113 days) · channel change inside one enterprise, not a move · moved with a team
- T•• L• W••••• C••••••••• I•• to S••••••• R••• A•••••••• L••• A• H•• I••••••••• C••••••left Jun 8, 2011, registered Feb 19, 2019 (2813 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address