DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Global Retirement Partners LLC

Institutional managerSan Rafael, CaliforniaCRD 172011SEC 801-80074websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape Jul 3, 2014 · 218 filings
SEC status approved since Jul 14, 2014
RAUM
$170B
reported, Item 5.F
Discretionary
33%
of RAUM
Private clients
6.2%
$11B individuals and HNW
Advisors
486
registered through the firm on IAPD
RAUM per advisor
$349M
derived; firm RAUM over IAPD count
Employees
464
442 advisory (5.B.1)
Offices
193
beyond the principal office
Private funds
0
reported on Schedule D
History
218 filings and snapshots on the tape
RAUM$170B as of Jun 29, 2026
Mar 30, 2015$147M then
HNW client RAUM$6.9B as of Jun 29, 2026
Mar 28, 2018$600M then
State-registered IARs (5.B.3)464 as of Jun 29, 2026
Mar 30, 201576 then
Employees (5.A)464 as of Jun 29, 2026
Mar 30, 201586 then
Private funds: no history
RAUM +18% over the last fiscal year+12% a year over threeIARs 434 to 464
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$348MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
36derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$5.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
33%derivedof RAUM
Institutional
94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.5derived194 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+6.9%derivedItem 5.B.3 between annual amendments
Client growth, one year
+16%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$1.4BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$159B94%
  • High-net-worth individuals$6.9B4.0%
  • Individuals$3.7B2.2%
  • Corporations and businesses$283M0.2%
  • Charitable organizations$134M0.1%
Individual clients
11,380reported
HNW clients
5,960reported
Pension plan clients
11,120reported
Charitable clients
64reported
Accounts
33,988reported
Financial planning clients
101-250reported
Wrap fee programs
$724M sponsored, $724M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.06 fund_share=0.0 institutional_share=0.94 related_bd=true related_bank=false bd_reps=321.0derived
Advisors registered through the firm
482 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Stephen Robert KaramChartered Financial ConsultantFall River, Ma Jan 6, 200634 y0
Therese Hatzes AndersonAshton, Md Jun 25, 201024 y0
Michael James DriscollMequon, Wi Nov 30, 201037 y5
Ian HartleyUniversity Place, Wa Dec 9, 201026 y1
Chad James LarsenChartered Financial ConsultantSandy, Ut May 29, 201231 y5
Mark Neil LevinCertified Financial PlannerCoral Springs, Fl Aug 6, 201234 y2
James Trevor OshaughnessyNorthbrook, Il Sep 7, 201233 y6
Kevin Luke PriceGrand Junction, Co Oct 25, 201216 y2
Michael Joe FurrerChartered Financial ConsultantSan Rafael, Ca Feb 4, 201343 y1
William John HornSan Rafael, Ca Mar 5, 201320 y3
Mark Anzo TonelliSan Rafael, Ca Mar 27, 201332 y4
Sean Christian BjorkSan Rafael, Ca Jun 12, 201327 y3
Steven Kenneth HegerSan Rafael, Ca Jun 25, 201342 y1
James Hunter StrotherSan Rafael, Ca Jun 26, 201325 y1
Eduardo GimenezCertified Financial PlannerHobe Sound, Fl Aug 30, 201331 y2
Russell Lew WaryeSkokie, Il Feb 26, 201430 y3
Robert ClementsChartered Financial ConsultantWayne, Pa May 15, 201422 y3
Kyle Robert PosvistakSan Rafael, Ca Jul 28, 201417 y1
Jason Stephen JeskeyNewport Beach, Ca Jul 28, 201414 y1
Austin Douglas GwilliamSan Rafael, Ca Jul 28, 201424 y1
Wesley Allan ClarkSan Rafael, Ca Sep 16, 201434 y5
Cosmo Charles GouldSan Rafael, CaSep 16, 201420 y5
Alexander William HargraveSanta Barbara, Ca Sep 16, 201440 y4
Virginia Krieger SuttonRedwood City, Ca Sep 17, 201429 y2
Rohn Steven TrieglaffSan Rafael, Ca Sep 17, 201436 y1
Luke S BarnettLisle, Il Sep 17, 201420 y2
Stephen L. DobrowSan Rafael, Ca Sep 23, 201430 y3
Derry Earl CookSan Ramon, Ca Sep 23, 201426 y5
Michael Reese JohnsonRedwood City, Ca Sep 23, 201443 y2
Robert Joseph Basil KotlerBaltimore, Md Sep 23, 201423 y5
Dianne Moon ClarkLong Beach, Ca Oct 4, 201425 y2
Robert Bryan BurkhartHollister, Ca Oct 10, 201420 y2
Aimee B PriceSan Rafael, CaJan 9, 201512 y0
Blake Alexander ThibaultWalnut Creek, Ca Jan 12, 201527 y4
Marcella Molinare SalibaWalnut Creek, Ca Jan 12, 201525 y1
John Mckenzie ClarkWalnut Creek, Ca Jan 12, 201521 y1
Rebecca Marie TapiaWalnut Creek, Ca Jan 12, 201515 y1
Marc Joseph RohrSpringfield, Mo Jan 16, 201533 y3
Timothy Allen HerbCertified Financial PlannerSan Rafael, Ca Jan 19, 201530 y2
Zachory Smith HuishCertified Financial PlannerSan Rafael, Ca Apr 1, 201523 y4
All 482 advisors at Global Retirement Partners LLC
Advisor movement
25 left, 60 joined in 12 months
net +35 in 12 months7 left in 90 days14 joined in 90 daysdeparture rate 5.1% of current headcount85 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Alan Russell Frierson · Coocontrol
    since 09/2018 · owns less than 5%
  • Charles Cosmo Gould · Ccocontrol
    since 09/2018 · owns less than 5%
  • Elaine Karen Campbell · Chief Analytics Officer
    since 04/2024 · owns less than 5%
  • Adam Sokolic · Vice President
    since 09/2019 · owns less than 5%
  • Robert Geoffrey White · Ceo, President
    since 12/2022 · owns less than 5%
Entity owners
  • Hub International Limited · Managing Member, Sole Owner
    direct · owns 75% or more
  • Hockey Intermediate Inc. · Shareholder
    indirect · owns 75% or more of Hub International Limited
  • Hockey Investments Gp, LLC · General Partner
    indirect · owns F of Hockey Investments L.P.
  • Hockey Investments L.P. · Limited Partner
    indirect · owns 75% or more of Hockey Parent Holdings L.P.
  • Hockey Investments L.P. · Managing Member
    indirect · owns 75% or more of Hockey Parent Holdings Gp, LLC
  • Hockey Parent Holdings Gp, LLC · General Partner
    indirect · owns F of Hockey Parent Holdings L.P.
  • Hockey Parent Holdings L.P. · Shareholder
    indirect · owns 75% or more of Hockey Parent Inc.
  • Hockey Parent Inc. · Shareholder
    indirect · owns 75% or more of Hockey Intermediate Inc.
Related persons
Schedule D 7.A
Advisers that list Global Retirement Partners LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Rafael, Ca · principal48390184
Boston, Ma1870
Mclean, Va1420
Cleveland, Oh1311
Blue Bell, Pa1110
Fort Lauderdale, Fl1111
Denver, Co1120
Pasadena, Ca1060
Northbrook, Il1010
Sandy, Ut900
West Chester, Pa990
Scottsdale, Az920
Bethesda, Md810
Wayne, Pa800
Wilmington, Ma800
Allentown, Pa770
Indianapolis, In710
Charlotte, Nc700
Rockville, Md730
Columbia, Sc700
All 60 offices
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
7 since 2015, 1 in 24 monthsderived
Advisors acquired
34derived
Still registered after 90 days
88% of 34derived
After 180 days
88% of 34derived
After 365 days
85% of 34derived
After 730 days
97% of 31derived
Team lift-outs after
9derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • Pittsburgh, PA33 employees
  • Fort Lauderdale, FL25 employees
  • Wilmington, DE22 employees
  • Mclean, VA19 employees
  • Boston, MA19 employees
  • Cleveland, OH19 employees
  • Scottsdale, AZ14 employees
  • Blue Bell, PA14 employees
  • Indianapolis, IN13 employees
  • Northbrook, IL13 employees
  • Denver, CO13 employees
  • Long Beach, CA13 employees
  • Wayne, PA12 employees
  • Hunt Valley, MD12 employees
  • Rockville, MD11 employees
  • Sandy, UT10 employees
  • Fort Worth, TX10 employees
  • Bethesda, MD10 employees
  • Walnut Creek, CA10 employees
  • Wichita, KS8 employees
  • South Salt Lake, UT7 employees
  • , 7 employees
  • Denver, CO7 employees
  • Charlotte, NC7 employees
  • Providence, RI6 employees
What changed
consecutive filings, newest first
  • Financial planning clients · 101-250 to 101-250
    Jun 29, 2026 to Sep 14, 2026
  • Succession · false to unset
    Jun 29, 2026 to Sep 14, 2026
  • Advisory employees · 434 to 442
    Feb 19, 2026 to Mar 31, 2026
  • Accounts · 30,235 to 33,988
    Feb 19, 2026 to Mar 31, 2026
  • BD registered reps · 296 to 321
    Feb 19, 2026 to Mar 31, 2026
  • Charity clients · 55 to 64
    Feb 19, 2026 to Mar 31, 2026
  • Corporate clients · 151 to 169
    Feb 19, 2026 to Mar 31, 2026
  • HNW clients · 5,650 to 5,960
    Feb 19, 2026 to Mar 31, 2026
  • Individual clients · 9,315 to 11,380
    Feb 19, 2026 to Mar 31, 2026
  • Pension plan clients · 9,169 to 11,120
    Feb 19, 2026 to Mar 31, 2026
  • Employees · 448 to 464
    Feb 19, 2026 to Mar 31, 2026
  • Insurance-licensed employees · 10 to 17
    Feb 19, 2026 to Mar 31, 2026
  • Financial planning clients · 51-100 to 101-250
    Feb 19, 2026 to Mar 31, 2026
  • State-registered IARs · 434 to 464
    Feb 19, 2026 to Mar 31, 2026
  • Discretionary RAUM · $39B to $55B
    Feb 19, 2026 to Mar 31, 2026
  • HNW RAUM · $5.4B to $6.9B
    Feb 19, 2026 to Mar 31, 2026
  • Individual RAUM · $2.7B to $3.7B
    Feb 19, 2026 to Mar 31, 2026
  • Non-discretionary RAUM · $105B to $114B
    Feb 19, 2026 to Mar 31, 2026
  • Pension RAUM · $135B to $159B
    Feb 19, 2026 to Mar 31, 2026
  • RAUM · $143B to $170B
    Feb 19, 2026 to Mar 31, 2026
  • Wrap assets (manager) · $511M to $724M
    Feb 19, 2026 to Mar 31, 2026
  • Wrap assets (sponsor) · $511M to $724M
    Feb 19, 2026 to Mar 31, 2026
  • Financial planning clients · 51-100 to 51-100
    May 14, 2025 to Jun 9, 2025
  • Accounts · 28,908 to 30,235
    Jan 30, 2025 to Apr 16, 2025
  • Advisory employees · 493 to 434
    Jan 30, 2025 to Apr 16, 2025
  • BD registered reps · 324 to 296
    Jan 30, 2025 to Apr 16, 2025
  • Charity clients · 53 to 55
    Jan 30, 2025 to Apr 16, 2025
  • Corporate clients · 137 to 151
    Jan 30, 2025 to Apr 16, 2025
  • HNW clients · 4,328 to 5,650
    Jan 30, 2025 to Apr 16, 2025
  • Individual clients · 8,630 to 9,315
    Jan 30, 2025 to Apr 16, 2025
  • Pension plan clients · 9,821 to 9,169
    Jan 30, 2025 to Apr 16, 2025
  • Employees · 505 to 448
    Jan 30, 2025 to Apr 16, 2025
  • Insurance-licensed employees · 12 to 10
    Jan 30, 2025 to Apr 16, 2025
  • State-registered IARs · 500 to 434
    Jan 30, 2025 to Apr 16, 2025
  • Discretionary RAUM · $34B to $39B
    Jan 30, 2025 to Apr 16, 2025
  • HNW RAUM · $3.8B to $5.4B
    Jan 30, 2025 to Apr 16, 2025
  • Individual RAUM · $1.8B to $2.7B
    Jan 30, 2025 to Apr 16, 2025
  • Non-discretionary RAUM · $107B to $105B
    Jan 30, 2025 to Apr 16, 2025
  • Pension RAUM · $135B to $135B
    Jan 30, 2025 to Apr 16, 2025
  • RAUM · $141B to $143B
    Jan 30, 2025 to Apr 16, 2025
Signals
60 dated events
  • Derik Anthony Mango registered as an investment adviser representative at Global Retirement Partners Llc
    Sep 15, 2026 · Advisor registered · fact
  • 4 advisors left Commonwealth Financial Network (South Portland, ME) for Global Retirement Partners LLC on the same day
    Sep 8, 2026 · Team lift-out · derived
  • Dennis Michael Leahy left Global Retirement Partners Llc for Lpl Financial Llc (registered 2018-08-20)
    Aug 4, 2026 · Advisor changed firm · fact
  • Sarah Horn left Global Retirement Partners Llc for Charles Schwab & Co., Inc. (registered 2026-07-29)
    Jul 20, 2026 · Advisor changed firm · fact
  • Christie Cheng Scott left Global Retirement Partners Llc for Retirement And Wealth At Alliant, Llc (registered 2026-08-31)
    Jul 15, 2026 · Advisor changed firm · fact
  • Steven Robert Scott left Global Retirement Partners Llc for Retirement And Wealth At Alliant, Llc (registered 2026-07-07)
    Jul 14, 2026 · Advisor changed firm · fact
  • Judy I Gutierrez left Global Retirement Partners Llc for Retirement And Wealth At Alliant, Llc (registered 2026-09-02)
    Jul 14, 2026 · Advisor changed firm · fact
  • 4 advisors left Global Retirement Partners LLC (San Rafael, CA) for Retirement And Wealth AT Alliant, LLC within 7 days
    Jul 8, 2026 · Team lift-out · derived
  • Kevin Andrew Delaney left Global Retirement Partners Llc for Retirement And Wealth At Alliant, Llc (registered 2026-09-02)
    Jul 8, 2026 · Advisor changed firm · fact
  • Christopher Phillips Underwood left Global Retirement Partners Llc for Retirement And Wealth At Alliant, Llc (registered 2026-08-31)
    Jul 8, 2026 · Advisor changed firm · fact
  • Tyler Edward Schultz left Global Retirement Partners Llc for Intellicents Investment Solutions Inc (registered 2026-06-01)
    Jun 4, 2026 · Advisor changed firm · fact
  • Christie Anna Thomas left Global Retirement Partners Llc for Geneos Wealth Management, Inc. (registered 2026-06-02)
    Jun 4, 2026 · Advisor changed firm · fact
  • Matthew Reed Walter left Global Retirement Partners Llc for Intellicents Investment Solutions Inc (registered 2026-06-01)
    Jun 1, 2026 · Advisor changed firm · fact
  • 2 advisors left Global Retirement Partners LLC (San Rafael, CA) for Intellicents Investment Solutions Inc within 3 days
    Jun 1, 2026 · Team lift-out · derived
  • Craig Stephen Korol left Global Retirement Partners Llc for Lpl Financial Llc (registered 2017-12-13)
    Jun 1, 2026 · Advisor changed firm · fact
  • Jeffrey Yau left Global Retirement Partners Llc for Empower Advisory Group, Llc (registered 2026-07-15)
    Apr 18, 2026 · Advisor changed firm · fact
  • Christina Marie Gage left Global Retirement Partners Llc for Wellth Advisory Services, Llc (registered 2026-04-02)
    Apr 15, 2026 · Advisor changed firm · fact
  • Jennifer Anne Gage left Global Retirement Partners Llc for Wellth Advisory Services, Llc (registered 2026-04-02)
    Apr 15, 2026 · Advisor changed firm · fact
  • 2 advisors left Global Retirement Partners LLC (San Rafael, CA) for Wellth Advisory Services, LLC on the same day
    Apr 15, 2026 · Team lift-out · derived
  • 2 advisors left Cambridge Investment Research Advisors, Inc. (Lake Owsego, OR) for Global Retirement Partners LLC on the same day
    Apr 3, 2026 · Team lift-out · derived
  • 2 advisors left Creative Planning Institutional Advisors, LLC (Newport Beach, CA) for Global Retirement Partners LLC on the same day
    Apr 2, 2026 · Team lift-out · derived
  • Caroline A Macomber left Global Retirement Partners Llc for Wealthspire Retirement Advisory (registered 2026-05-28)
    Mar 1, 2026 · Advisor changed firm · fact
  • Christopher Robin Henderson left Global Retirement Partners Llc for Tlg Advisors, Inc. (registered 2026-02-05)
    Feb 4, 2026 · Advisor changed firm · fact
  • Teresa Jay Digregorio left Global Retirement Partners Llc for Hub Investment Partners, Llc (registered 2025-08-06)
    Jan 12, 2026 · Advisor changed firm · fact
  • Chad Keith Butler left Global Retirement Partners Llc for Harvest Lane Investment Partners, Llc. (registered 2026-02-23)
    Jan 5, 2026 · Advisor changed firm · fact
  • Ryan Lewis Maddex left Global Retirement Partners Llc for Mariner (registered 2026-01-30)
    Dec 23, 2025 · Advisor changed firm · fact
  • Phillip Anthony Brunson left Global Retirement Partners Llc for J.P. Morgan Securities Llc (registered 2026-08-17)
    Dec 23, 2025 · Advisor changed firm · fact
  • Douglas Igel left Global Retirement Partners Llc for Gallagher Fiduciary Advisors, Llc (registered 2025-10-01)
    Oct 6, 2025 · Advisor changed firm · fact
  • 3 advisors left Global Retirement Partners LLC (San Rafael, CA) for Gallagher Fiduciary Advisors, LLC on the same day
    Oct 6, 2025 · Team lift-out · derived
  • Elizabeth Ann Winslett left Global Retirement Partners Llc for Gallagher Fiduciary Advisors, Llc (registered 2025-10-01)
    Oct 6, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/grp-global-retirement-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website
GRPFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
415-526-2753reportedpublic record, Form ADV, Sep 14, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$349Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026