RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••••• M••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 20, 2026 · Charleston, Wv
- W•••• F•••• A••••••• wirehouseFeb 28, 2018 to Sep 2, 2026 · Charleston, Wv
- B••• S••••••••• L•• formerJan 2, 2013 to Mar 12, 2018 · Charleston, Wv
- S•••• • S••••••••• L•• formerJul 17, 2008 to Jan 2, 2013 · Charleston, Wv
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 12, 2004 to Jul 28, 2008 · Charleston, Wv
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 2, 2026, registered Aug 20, 2026 (-13 days) · Wirehouse to wirehouse
- B••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 12, 2018, registered Feb 28, 2018 (-12 days) · Other
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to S•••• • S••••••••• L••left Jul 28, 2008, registered Jul 17, 2008 (-11 days) · Other
- R••••• A••••• M•••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-20)Sep 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address