DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R•••••• E•••• C••••

W•••• I••••••••• A•••••••• L••otherBerwyn, Pa dual registrantIAPD 1008733

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

0 y

since Nov 4, 2025

In the industry

42 y

since Nov 18, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• I••••••••• A•••••••• L•• other current
since Nov 4, 2025 · Naples, Fl
B•• S••••••••• I••• independent RIA
Feb 23, 2010 to Nov 6, 2025 · Cherry Hill, Nj
E•••••••• A•••••••• L•• national BD
Jul 30, 2002 to Feb 19, 2010 · New York, Ny
W••••• A••••••• G••••• I••• former
Apr 7, 1997 to Nov 26, 2025 · Wayne, Pa

Moves

a registration end followed by a registration begin elsewhere

W••••• A••••••• G••••• I••• to E•••••••• A•••••••• L••
left Nov 26, 2025, registered Jul 30, 2002 (-8520 days) · RIA to affiliated broker-dealer or bank · moved with a team
B•• S••••••••• I••• to W•••• I••••••••• A•••••••• L••
left Nov 6, 2025, registered Nov 4, 2025 (-2 days) · Other
E•••••••• A•••••••• L•• to B•• S••••••••• I•••
left Feb 19, 2010, registered Feb 23, 2010 (4 days) · Other

Signals

R•••••• E•••• C•••• left W••••• A••••••• G••••• I••• for E•••••••• A•••••••• L•• (registered 2002-07-30)
Nov 26, 2025 · Advisor changed firm · fact
R•••••• E•••• C•••• left B•• S••••••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2025-11-04)
Nov 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address