DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bcg Securities, Inc.
Latest filing May 11, 2026
First filing on the tape Dec 2, 2011 · 70 filings
SEC status approved since Nov 4, 1999
RAUM
$894M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
84%
$752M individuals and HNW
Advisors
35
registered through the firm on IAPD
RAUM per advisor
$25.5M
derived; firm RAUM over IAPD count
Employees
55
33 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$894M as of May 11, 2026
Mar 29, 2012$180M then
HNW client RAUM$327M as of May 11, 2026
Mar 29, 2018$85.4M then
State-registered IARs (5.B.3)33 as of May 11, 2026
Mar 29, 20120 then
Employees (5.A)55 as of May 11, 2026
Mar 11, 201375 then
Private funds: no history
RAUM +21% over the last fiscal year+20% a year over threeIARs 30 to 33offices 7 to 0
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $25.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $425,818derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 35.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.5BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$426M48%
- High-net-worth individuals$327M37%
- Other investment advisers$142M16%
- Individual clients
- 1,891reported
- HNW clients
- 169reported
- Pension plan clients
- 65reported
- Charitable clients
- 0reported
- Accounts
- 2,100reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $737M sponsored, $737M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.84 fund_share=0.16 institutional_share=0.0 related_bd=true related_bank=false bd_reps=37.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Paul Antonacio | Lower Gwynedd, Pa | Jan 9, 2004 | 33 y | 2 |
| Ho-Tae ChangCertified Financial Planner | Cherry Hill, Nj | Jan 23, 2004 | 34 y | 2 |
| Thomas Michael Monahan | Cherry Hill, Nj | Sep 20, 2012 | 42 y | 0 |
| Nicholas J AdornettoCertified Financial Planner | Cherry Hill, Nj | Jun 28, 2013 | 20 y | 2 |
| Justin Nicholson Kensinger | Cherry Hill, Nj | Oct 25, 2013 | 18 y | 2 |
| D. G. (Chip) KensingerCertified Financial Planner | Cedar Rapids, Ia | Oct 25, 2013 | 43 y | 2 |
| Gary Wayne Latuszewski | Cherry Hill, Nj | Jun 16, 2015 | 41 y | 7 |
| Hal Vincent Caprara | Wexford, Pa | Jun 17, 2015 | 21 y | 5 |
| James B O'Donoghue | Cherry Hill, Nj | Aug 24, 2015 | 16 y | 3 |
| Douglas Jeffrey Pruett | Cherry Hill, Nj | Dec 21, 2016 | 46 y | 2 |
| Lynn Copeland Kulzak | Redondo, Ca | Jun 13, 2017 | 30 y | 0 |
| Robert Carl Martz | Cherry Hill, Nj | Aug 14, 2017 | 32 y | 0 |
| Abdul Khaliq | Princeton, Nj | May 10, 2018 | 16 y | 1 |
| Mark Thomas Meseroll | Cherry Hill, Nj | May 3, 2019 | 18 y | 0 |
| Steven Charles Tumminello | Cherry Hill, Nj | May 22, 2019 | 13 y | 1 |
| Christopher Baumann | Cherry Hill, Nj | Jan 6, 2023 | 17 y | 1 |
| Gary W Latuszewski | Cherry Hill, Nj | Apr 28, 2023 | 12 y | 0 |
| Conor Patrick Mckenna | Cherry Hill, Nj | Jun 28, 2024 | 11 y | 0 |
| Donald Jack Antonacio | Boynton Beach, Fl | Sep 12, 2024 | 13 y | 0 |
| Christopher Michael CohenCertified Financial Planner | Cherry Hill, Nj | Feb 26, 2025 | 23 y | 2 |
| Luke Edward Kutzer | Cherry Hill, Nj | Jul 27, 2026 | 10 y | 0 |
Advisor movement
7 left, 2 joined in 12 months
net -5 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount11 left over 36 months
Left, latest
- Kaytie Anne Cunningham Salzman to J. W. Cole Advisors, Inc.Jul 1, 2026 · RIA to affiliated broker-dealer or bank
- Sean Patrick Riley to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 1, 2026 · RIA to wirehouse
- Patricia Strain-Riley to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 1, 2026 · RIA to wirehouse
- Brian Alexander Sullivan to World Investment Advisors, LLCNov 6, 2025 · Other
- Andrew Reilly Dugery to Wealth Advisory Group, Inc.Nov 6, 2025 · Other
- Richard Ellis Craft to World Investment Advisors, LLCNov 6, 2025 · Other
- Michael Christopher Bass to World Investment Advisors, LLCNov 6, 2025 · Other
- Gregory Alexander Stosuy to American Portfolios Advisors, IncAug 9, 2024 · RIA to affiliated broker-dealer or bank
- Michael Weckenbrock to Ameritas Advisory Services, LLCJun 11, 2024 · RIA to affiliated broker-dealer or bank
- Michael Rochonchou to LPL Financial LLCFeb 29, 2024 · RIA to affiliated broker-dealer or bank
- Kasey Petrilli to Edward JonesOct 13, 2023 · RIA to affiliated broker-dealer or bank
- Peter George Neuberg to Ic Advisory Services, Inc.May 15, 2023 · RIA to affiliated broker-dealer or bank
- Ronald Harris Mcneese to Kestra Advisory Services, LLCOct 10, 2022 · Affiliated broker-dealer or bank to another
- Gerald Lee Preschutti to Wealth Advisory Group, Inc.Dec 10, 2021 · Other
- Brian Patrick Jack to Ashton Thomas Private WealthSep 9, 2021 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- James Anthony Ward from LPL Financial LLCApr 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kaytie Anne Cunningham Salzman from Horace Mann Investors, Inc.Feb 17, 2026 · Other
- Christopher Michael Cohen from Citizens Securities, Inc.Feb 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kasey Petrilli from Horace Mann Investors, Inc.Jul 28, 2023 · Other
- Brian Alexander Sullivan from Wealth Advisory Group, Inc.Jul 11, 2023 · RIA to RIA
- Christopher Baumann from Osaic Wealth, Inc.Jan 6, 2023 · Affiliated broker-dealer or bank to another
- Roger Paul Mai from Pruco Securities, LLCAug 24, 2020 · Affiliated broker-dealer or bank to another
- Tanner Ryan Welch from J.P. Morgan Securities LLCJul 17, 2020 · Wirehouse to affiliated broker-dealer or bank
- Steven Charles Tumminello from Mfa Wealth Advisors, LLCMay 22, 2019 · RIA to affiliated broker-dealer or bank
- Jason Robert Brown from Pinnacle Peak Private Client Group, LLCFeb 8, 2019 · RIA to affiliated broker-dealer or bank
- Michael Weckenbrock from Ameritas Advisory ServicesJan 8, 2019 · Other
- Abdul Khaliq from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 10, 2018 · Wirehouse to affiliated broker-dealer or bank
- Jeffrey Garlatti from Pruco Securities, LLCApr 12, 2018 · Affiliated broker-dealer or bank to another
- Dennis Michael Jablonoski from Morgan StanleyApr 4, 2017 · Other
- Brian Patrick Jack from Pinnacle Peak Private Client Group, LLCJan 24, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 1, 2026 · Delran, Nj
- 2 left for World Investment Advisors, LLCNov 6, 2025 · Cherry Hill, Nj
- 3 left for Ashton Thomas Private WealthSep 9, 2021 · Cherry Hill, Nj
- 2 left for Pss Benefits, LLCMay 8, 2020 · Delran, Nj
- 3 left for Summit Financial, LLCMar 2, 2015 · Westfield, Nj
- 3 joined from Gateway Advisory, LLCFeb 7, 2025 · Mountainside, Nj · Firm absorbed
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 22, 2015 · Yardley, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Beau Christian Adams · Vice Presidentcontrolsince 01/2019 · owns less than 5%
- Linea Kate Michael · Secretarycontrolsince 01/2019 · owns less than 5%
- Adam Paglione · Chief Executive Officer & Ccocontrolsince 06/2024 · owns less than 5%
- Troy Marshall Gayle · Treasurersince 07/2020 · owns less than 5%
- Ryan Edward Greenier · Senior Vice President, Financesince 07/2020 · owns less than 5%
- Kimberly Ann Johnson · Chief Financial Operations Officersince 06/2021 · owns less than 5%
- Phyllis Tsai · Finopsince 07/2023 · owns less than 5%
Entity owners
- Horace Mann Educators Corp. · Ownerdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Bcg Securities, Inc.broker-dealerinvestment adviserreal estateyRAUM $894M
Advisers that list Bcg Securities, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cherry Hill, Nj · principal | 35 | 8 | 5 | 1 | |
| Wexford, Pa | 5 | 1 | 0 | ||
| Lower Gwynedd, Pa | 3 | 0 | 0 | ||
| Cedar Rapids, Ia | 2 | 0 | 0 | ||
| Exton, Pa | 2 | 1 | 0 | ||
| Blacksburg, Va | 2 | 0 | 0 | ||
| Delran, Nj | 0 | 0 | 1 | 1 | |
| Langhorne, Pa | 0 | 0 | 0 | ||
| Berwyn, Pa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Cherry Hill, NJ15 employees
- Wexford, PA3 employees
- Lower Gwynedd, PA2 employees
- Cedar Rapids, IA2 employees
- Wayne, PA2 employees
- North Brunswick, NJ1 employees
- Redondo Beach, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing May 11, 2026discretionary share of RAUM of 0% against a peer median of 99% (1483 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,483) · 0.0% percentile
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 7.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-10 and 2026-03-31; the peer median change was 0.0% (233 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,900 to 2,100Jan 7, 2026 to Mar 31, 2026
- Advisory employees · 28 to 33Jan 7, 2026 to Mar 31, 2026
- BD registered reps · 35 to 37Jan 7, 2026 to Mar 31, 2026
- HNW clients · 190 to 169Jan 7, 2026 to Mar 31, 2026
- Individual clients · 1,660 to 1,891Jan 7, 2026 to Mar 31, 2026
- Pension plan clients · 46 to 65Jan 7, 2026 to Mar 31, 2026
- State-registered IARs · 30 to 33Jan 7, 2026 to Mar 31, 2026
- Other offices · 7 to 0Jan 7, 2026 to Mar 31, 2026
- HNW RAUM · $373M to $327MJan 7, 2026 to Mar 31, 2026
- Individual RAUM · $247M to $426MJan 7, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $740M to $894MJan 7, 2026 to Mar 31, 2026
- RAUM · $740M to $894MJan 7, 2026 to Mar 31, 2026
- Wrap assets (manager) · $620M to $737MJan 7, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $620M to $737MJan 7, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 10, 2025 to May 21, 2025
- Accounts · 1,800 to 1,900Jan 14, 2025 to Mar 10, 2025
- Advisory employees · 30 to 28Jan 14, 2025 to Mar 10, 2025
- HNW clients · 114 to 190Jan 14, 2025 to Mar 10, 2025
- Individual clients · 1,800 to 1,660Jan 14, 2025 to Mar 10, 2025
- Insurance-licensed employees · 4 to 5Jan 14, 2025 to Mar 10, 2025
- HNW RAUM · $226M to $373MJan 14, 2025 to Mar 10, 2025
- Individual RAUM · $346M to $247MJan 14, 2025 to Mar 10, 2025
- Non-discretionary RAUM · $686M to $740MJan 14, 2025 to Mar 10, 2025
- RAUM · $686M to $740MJan 14, 2025 to Mar 10, 2025
- Wrap assets (manager) · $518M to $620MJan 14, 2025 to Mar 10, 2025
- Wrap assets (sponsor) · $548M to $620MJan 14, 2025 to Mar 10, 2025
- Accounts · 1,510 to 1,800Mar 7, 2023 to Feb 12, 2024
- Advisory activities · 5 to 4Mar 7, 2023 to Feb 12, 2024
- BD registered reps · 49 to 35Mar 7, 2023 to Feb 12, 2024
- HNW clients · 90 to 114Mar 7, 2023 to Feb 12, 2024
- Individual clients · 1,420 to 1,800Mar 7, 2023 to Feb 12, 2024
- Employees · 60 to 55Mar 7, 2023 to Feb 12, 2024
- Other offices · 8 to 7Mar 7, 2023 to Feb 12, 2024
- HNW RAUM · $154M to $226MMar 7, 2023 to Feb 12, 2024
- Individual RAUM · $341M to $346MMar 7, 2023 to Feb 12, 2024
- Non-discretionary RAUM · $516M to $686MMar 7, 2023 to Feb 12, 2024
- RAUM · $516M to $686MMar 7, 2023 to Feb 12, 2024
- Wrap assets (manager) · $415M to $518MMar 7, 2023 to Feb 12, 2024
- Wrap assets (sponsor) · $415M to $548MMar 7, 2023 to Feb 12, 2024
- Accounts · 1,481 to 1,510Jan 10, 2023 to Mar 7, 2023
Signals
27 dated events
- Kaytie Anne Cunningham Salzman left Bcg Securities, Inc. for J. W. Cole Advisors, Inc. (registered 2026-08-11)Jul 1, 2026 · Advisor changed firm · fact
- Sean Patrick Riley left Bcg Securities, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-04-29)May 1, 2026 · Advisor changed firm · fact
- 2 advisors left Bcg Securities, Inc. (Cherry Hill, NJ) for Merrill Lynch, Pierce, Fenner & Smith Incorporated on the same dayMay 1, 2026 · Team lift-out · derived
- Patricia Strain-Riley left Bcg Securities, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-04-29)May 1, 2026 · Advisor changed firm · fact
- Bcg Securities, Inc. reported 0 offices beyond its principal office, down from 7 (2026-01-07 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Richard Ellis Craft left Bcg Securities, Inc. for World Investment Advisors, Llc (registered 2025-11-04)Nov 6, 2025 · Advisor changed firm · fact
- Michael Christopher Bass left Bcg Securities, Inc. for World Investment Advisors, Llc (registered 2025-11-04)Nov 6, 2025 · Advisor changed firm · fact
- 2 advisors left Bcg Securities, Inc. (Cherry Hill, NJ) for World Investment Advisors, LLC on the same dayNov 6, 2025 · Team lift-out · derived
- Andrew Reilly Dugery left Bcg Securities, Inc. for Wealth Advisory Group, Inc. (registered 2011-12-21)Nov 6, 2025 · Advisor changed firm · fact
- Brian Alexander Sullivan left Bcg Securities, Inc. for World Investment Advisors, Llc (registered 2025-11-05)Nov 6, 2025 · Advisor changed firm · fact
- Gateway Advisory, LLC's advisors moved to Bcg Securities, Inc. (Mountainside, NJ): 3 of 3 registered, on the same dayFeb 7, 2025 · Firm absorbed (people side) · derived
- Michael Brandon Weckenbrock (Chief Executive Officer) no longer on Schedule A of Bcg Securities, Inc. (listed 2024-10-01, absent 2024-10-29)Oct 29, 2024 · Control person left · inference
- Gregory Alexander Stosuy left Bcg Securities, Inc. for American Portfolios Advisors, Inc (registered 2024-08-02)Aug 9, 2024 · Advisor changed firm · fact
- Michael Weckenbrock left Bcg Securities, Inc. for Ameritas Advisory Services, Llc (registered 2024-10-30)Jun 11, 2024 · Advisor changed firm · fact
- Michael Rochonchou left Bcg Securities, Inc. for Lpl Financial Llc (registered 2024-02-28)Feb 29, 2024 · Advisor changed firm · fact
- Bcg Securities, Inc. reported RAUM $685.8M, up 33% from $516.3M (2023-03-07 to 2024-02-12)Feb 12, 2024 · RAUM change · derived
- Kasey Petrilli left Bcg Securities, Inc. for Edward Jones (registered 2023-10-19)Oct 13, 2023 · Advisor changed firm · fact
- Peter George Neuberg left Bcg Securities, Inc. for Ic Advisory Services, Inc. (registered 2023-06-02)May 15, 2023 · Advisor changed firm · fact
- Ronald Harris Mcneese left Bcg Securities, Inc. for Kestra Advisory Services, Llc (registered 2022-10-20)Oct 10, 2022 · Advisor changed firm · fact
- Emily A Peterson (Secretary) no longer on Schedule A of Bcg Securities, Inc. (listed 2021-03-17, absent 2022-03-08)Mar 8, 2022 · Control person left · inference
- Jorge Alberto Arroyo (Vice President) no longer on Schedule A of Bcg Securities, Inc. (listed 2021-03-17, absent 2022-03-08)Mar 8, 2022 · Control person left · inference
- Robert Paglione (Chief Executive Officer) no longer on Schedule A of Bcg Securities, Inc. (listed 2018-12-10, absent 2019-03-18)Mar 18, 2019 · Control person left · inference
- Emily A Peterson (Secretary) appeared on Schedule A of Bcg Securities, Inc.Mar 18, 2019 · Control person joined · fact
- Linea Kate Michael (Assistant Secretary) appeared on Schedule A of Bcg Securities, Inc.Mar 18, 2019 · Control person joined · fact
- Beau Christian Adams (Vice President) appeared on Schedule A of Bcg Securities, Inc.Mar 18, 2019 · Control person joined · fact
- Michael Brandon Weckenbrock (Chief Executive Officer) appeared on Schedule A of Bcg Securities, Inc.Mar 18, 2019 · Control person joined · fact
- Bcg Securities, Inc. reported RAUM $542.9M, up 86% from $292.6M (2017-10-19 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bcgsecurities.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-540-6303reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-215-3151reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-368-7202reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BCGSECURITIES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 856-393-1950reportedpublic record, Form ADV, May 11, 2026
- Contact form
- bcgsecurities.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bcgsecurities.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Bcg Securities, Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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