RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• W•••• O•••••
- A•••••• C•••••• A••••••• L•• state registered currentsince May 26, 2016 · Blaine, Mn
- A••••••• A•••••• G••••• L•• independent RIANov 4, 2013 to May 25, 2016 · Cambridge, Mn
- E•• A••••••• BD affiliatedJul 15, 2013 to May 25, 2016 · Andover, Mn
- E•• A••••••• to A••••••• A•••••• G••••• L••left May 25, 2016, registered Nov 4, 2013 (-933 days) · Other
- A••••••• A•••••• G••••• L•• to A•••••• C•••••• A••••••• L••left May 25, 2016, registered May 26, 2016 (1 days) · RIA to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address