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Registered advisor
L•• O•••••• W••••••
Feed of 09/14/2026
Also filed as Buddy W••••••
At current firm
3 y
since Aug 10, 2023
In the industry
44 y
since Mar 24, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Midlothian, Va
- S••••••• F•••••••• S•••••••• I••• formerDec 3, 2002 to Aug 10, 2023 · Richmond, Va
- I••••••••• A••••••• G••••• I••• unclassifiedJan 12, 2000 to Dec 2, 2002 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• G••••• I••• to S••••••• F•••••••• S•••••••• I•••left Dec 2, 2002, registered Dec 3, 2002 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address