DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Whjr Associates
Legal name Remkes, Wolfgang Hans-Jurgen
Latest filing Mar 28, 2018
First filing on the tape Feb 15, 2012 · 16 filings
RAUM
$105,000
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$105,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$105,000 as of Mar 28, 2018
Feb 15, 2012$125M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 28, 2018
Mar 6, 20130 then
Employees (5.A)1 as of Mar 28, 2018
Mar 6, 20132 then
Private funds: no history
RAUM -100% over the last fiscal year-91% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
- RAUM per advisor
- $105,000derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -100%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$105,000100%
- Individual clients
- 1reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Wolfgang Hansjurgen Remkes to Osaic Wealth, Inc.Apr 16, 2018 · RIA to affiliated broker-dealer or bank
- Nancy Ann Pyzel to Nwf Advisory Services IncAug 30, 2017 · Other
- Charles Scott Anderson to Nwf Advisory Services IncApr 18, 2017 · Other
- John Hendrik Wallbrink to Nwf Advisory Services IncApr 18, 2017 · Other
- Andrew Gleason Stewart to Nwf Advisory Services IncApr 18, 2017 · Other
- Tara Christel Trautsch to Nwf Advisory Services IncApr 18, 2017 · Other
- William Emil Fredrickson to Nwf Advisory Services IncApr 18, 2017 · Other
- Lannie Cecil Wright to Nwf Advisory Services IncApr 18, 2017 · Other
- Michael Travis Wilson to Nwf Advisory Services IncApr 18, 2017 · Other
- Sylvain P. Lapointe to Nwf Advisory Services IncApr 18, 2017 · Other
- Stacy Mallory Tredennick to Nwf Advisory Services IncApr 18, 2017 · Other
- Rebecca Ann Cameron to Nwf Advisory Services IncApr 18, 2017 · Other
- Tom Jerald Wood to Nwf Advisory Services IncApr 18, 2017 · Other
- Dean Otis Leonard to Nwf Advisory Services IncApr 18, 2017 · Other
- Judy Wei Chang to Osaic Wealth, Inc.Dec 31, 2016 · Other
Joined, latest
- Ernest J Reyes from Fsc Securities CorporationJul 11, 2014 · Other
- John Hendrik Wallbrink from Secu Brokerage ServicesApr 3, 2012 · Other
- Todd Allen Rustman from Clarity Capital PartnersJun 6, 2011 · Other
- Rajer I. Choobak from Clarity Capital PartnersJun 6, 2011 · Other
- Stacy Mallory Tredennick from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 19, 2011 · Other
- Nancy Ann Pyzel from Osaic Wealth, Inc.Jan 11, 2011 · Other
- Ernest J Reyes from Brecek & Young Advisors, Inc.Dec 17, 2008 · Other
- William Emil Fredrickson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 5, 2007 · Other
- Robert Galindo from Osaic Wealth, Inc.Jul 29, 2005 · Other
- Ji Michael Y Chung from Osaic Wealth, Inc.Jul 29, 2005 · Other
- Ernest J Reyes from Osaic Wealth, Inc.Apr 14, 2000 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 11 left for Nwf Advisory Services IncApr 18, 2017 · Campbell, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hansjurgen Wolfgang Remkes · Ceo And Chief Compliance Officercontrolsince 06/1993 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 0Feb 21, 2018 to Mar 28, 2018
- Other offices · 14 to 0Feb 21, 2018 to Mar 28, 2018
- Accounts · 618 to 1Nov 17, 2017 to Feb 21, 2018
- Advisory employees · 25 to 1Nov 17, 2017 to Feb 21, 2018
- Advisory activities · 6 to 2Nov 17, 2017 to Feb 21, 2018
- BD registered reps · 27 to 1Nov 17, 2017 to Feb 21, 2018
- HNW clients · 300 to 0Nov 17, 2017 to Feb 21, 2018
- Individual clients · 318 to 1Nov 17, 2017 to Feb 21, 2018
- Pension plan clients · 50 to 0Nov 17, 2017 to Feb 21, 2018
- Employees · 29 to 1Nov 17, 2017 to Feb 21, 2018
- Insurance-licensed employees · 2 to 0Nov 17, 2017 to Feb 21, 2018
- State-registered IARs · 2 to 1Nov 17, 2017 to Feb 21, 2018
- Discretionary RAUM · $102M to $0Nov 17, 2017 to Feb 21, 2018
- HNW RAUM · 102000000.0 to unsetNov 17, 2017 to Feb 21, 2018
- Individual RAUM · $72.0M to $105,000Nov 17, 2017 to Feb 21, 2018
- Non-discretionary RAUM · $72.0M to $105,000Nov 17, 2017 to Feb 21, 2018
- RAUM · $174M to $105,000Nov 17, 2017 to Feb 21, 2018
- Related adviser · true to falseNov 17, 2017 to Feb 21, 2018
- Related insurance company · true to falseNov 17, 2017 to Feb 21, 2018
- Wrap assets (manager) · $102M to $0Nov 17, 2017 to Feb 21, 2018
- Wrap assets (sponsor) · $102M to $0Nov 17, 2017 to Feb 21, 2018
- Charity clients · unset to 0.0Mar 3, 2017 to Nov 17, 2017
- Corporate clients · unset to 0.0Mar 3, 2017 to Nov 17, 2017
- HNW clients · unset to 300.0Mar 3, 2017 to Nov 17, 2017
- Individual clients · unset to 318.0Mar 3, 2017 to Nov 17, 2017
- Pension plan clients · unset to 50.0Mar 3, 2017 to Nov 17, 2017
- Pooled vehicle clients · unset to 0.0Mar 3, 2017 to Nov 17, 2017
- Other offices · unset to 14.0Mar 3, 2017 to Nov 17, 2017
- HNW RAUM · unset to 102000000.0Mar 3, 2017 to Nov 17, 2017
- Individual RAUM · unset to 72000000.0Mar 3, 2017 to Nov 17, 2017
- Wrap assets (manager) · unset to 102000000.0Mar 3, 2017 to Nov 17, 2017
- Wrap assets (sponsor) · unset to 102000000.0Mar 3, 2017 to Nov 17, 2017
- Accounts · 616 to 618Aug 29, 2016 to Mar 3, 2017
- Accounts · 455 to 616Jun 12, 2015 to Mar 29, 2016
- Advisory employees · 0 to 25Jun 12, 2015 to Mar 29, 2016
- Advisory activities · 5 to 6Jun 12, 2015 to Mar 29, 2016
- BD registered reps · 2 to 27Jun 12, 2015 to Mar 29, 2016
- Employees · 4 to 29Jun 12, 2015 to Mar 29, 2016
- Insurance-licensed employees · 0 to 2Jun 12, 2015 to Mar 29, 2016
- State-registered IARs · 0 to 2Jun 12, 2015 to Mar 29, 2016
Signals
2 dated events
- Whjr Associates reported 0 offices beyond its principal office, down from 14 (2018-02-21 to 2018-03-28)Mar 28, 2018 · Office count change · derived
- Whjr Associates reported RAUM $105,000, down 100% from $174.0M (2017-11-17 to 2018-02-21)Feb 21, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026