DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Malcolm Lee Cowen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Malcolm L Cowen
At current firm
20 y
since Feb 9, 2006
In the industry
44 y
since Nov 13, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cornerstone Advisors Asset Management, LLC other currentsince Feb 9, 2006 · Bethlehem, Pa
- Cornerstone Institutional Investors, LLC formerJul 8, 2004 to Dec 31, 2017 · Bethlehem, Pa
- Ycs Asset Management, Inc. unclassifiedJan 4, 1999 to Mar 2, 2006 · Bethlehem, Pa
- Cornerstone Financial Consultants Ltd unclassifiedNov 26, 1996 to Apr 28, 2010 · Allentown, Pa
Moves
a registration end followed by a registration begin elsewhere
- Cornerstone Institutional Investors, LLC to Cornerstone Advisors Asset Management, LLCleft Dec 31, 2017, registered Feb 9, 2006 (-4343 days) · channel change inside one enterprise, not a move · moved with a team
- Cornerstone Financial Consultants Ltd to Ycs Asset Management, Inc.left Apr 28, 2010, registered Jan 4, 1999 (-4132 days) · Other
- Ycs Asset Management, Inc. to Cornerstone Institutional Investors, LLCleft Mar 2, 2006, registered Jul 8, 2004 (-602 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address