RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• R•••••• W•••••
- E•••••••• A•••••••• L•• national BD currentsince Aug 20, 2026 · Wichita, Ks
- S••••• I••••••••• A•••••••• L•• BD affiliatedMar 19, 2007 to Aug 20, 2026 · Wichita, Ks
- O••••••••• • C•• I••• BD affiliatedJan 25, 2006 to Mar 26, 2007 · Hutchinson, Ks
- S•••••• N••••••• • C••••••• I••••••••• national BDNov 6, 2001 to Jul 9, 2002 · Wichita, Ks
- S••••• I••••••••• A•••••••• L•• to E•••••••• A•••••••• L••left Aug 20, 2026, registered Aug 20, 2026 (0 days) · corporate re-registration, not a move
- O••••••••• • C•• I••• to S••••• I••••••••• A•••••••• L••left Mar 26, 2007, registered Mar 19, 2007 (-7 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to O••••••••• • C•• I•••left Jul 9, 2002, registered Jan 25, 2006 (1296 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address