DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stifel Independent Advisors, LLC
Latest filing Sep 3, 2026
First filing on the tape Mar 28, 2012 · 67 filings
SEC status approved since Mar 19, 1993
RAUM
$5.0B
reported, Item 5.F
Discretionary
65%
of RAUM
Private clients
96%
$4.8B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$501M
derived; firm RAUM over IAPD count
Employees
198
132 advisory (5.B.1)
Offices
77
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$5.0B as of Mar 2, 2026
Mar 28, 2012$285M then
HNW client RAUM$3.5B as of Mar 2, 2026
Mar 29, 2018$489M then
State-registered IARs (5.B.3)140 as of Mar 2, 2026
Mar 28, 2013136 then
Employees (5.A)198 as of Mar 2, 2026
Mar 28, 2013191 then
Private funds: no history
RAUM +14% over the last fiscal year+26% a year over threeIARs 147 to 140offices 78 to 77
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $501MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 776derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $409,869derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 65%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 19.8derivedItem 5.A over advisors
- Advisors per office
- 0.1derived78 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -4.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- the adviser acts as qualified custodian (9.D.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.5B69%
- Individuals$1.4B27%
- Pension and profit-sharing plans$68.5M1.4%
- Charitable organizations$67.9M1.4%
- Corporations and businesses$42.5M0.8%
- Individual clients
- 5,638reported
- HNW clients
- 2,124reported
- Pension plan clients
- 61reported
- Charitable clients
- 37reported
- Accounts
- 12,216reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $2.5B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=true bd_reps=156.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kathleen Marie Brockmeier | St. Louis, Mo | Feb 26, 1999 | 48 y | 0 |
| Staci Lynn Atwood | St. Louis, Mo | Feb 26, 1999 | 31 y | 0 |
| Sherri Lynn Kramer | Boise, Id | Jan 3, 2000 | 44 y | 0 |
| Geoffrey Clyde Bright | St. Louis, Mo | Jun 29, 2005 | 23 y | 0 |
| Deborah Smill Burlingame | St. Louis, Mo | Nov 19, 2013 | 19 y | 0 |
| Brent Lee King | St. Louis, Mo | Aug 24, 2017 | 30 y | 3 |
| Tamara Denice Fain | St. Louis, Mo | Dec 6, 2017 | 24 y | 2 |
| Adam Scott Melinger | St. Louis, Mo | Jul 29, 2019 | 32 y | 1 |
| Charles Edward Dodson | St. Louis, Mo | Jan 13, 2022 | 38 y | 2 |
| John Raymond Thomas | Denton, Tx | Nov 8, 2024 | 27 y | 1 |
Advisor movement
77 left, 0 joined in 12 months
net -77 in 12 months15 left in 90 days0 joined in 90 daysdeparture rate 770% of current headcount90 left over 36 months
Left, latest
- Brian Patrick Rongey to Smith Moore & Co.Aug 25, 2026 · Affiliated broker-dealer or bank to another
- Shane Alou Lyday to Stifel, Nicolaus & Company, IncorporatedAug 24, 2026 · Affiliated broker-dealer or bank to another
- Zachary Ross Thurston to Stifel, Nicolaus & Company, IncorporatedAug 24, 2026 · Affiliated broker-dealer or bank to another
- Jerry D Pyles to Osaic Wealth, Inc.Aug 5, 2026 · Affiliated broker-dealer or bank to another
- Michael Carl Wiseman to Osaic Wealth, Inc.Aug 5, 2026 · Affiliated broker-dealer or bank to another
- Silas John Newkirk to Benjamin F. Edwards & Company, IncorporatedJul 10, 2026 · Affiliated broker-dealer or bank to another
- Noah Thomas May to Benjamin F. Edwards & Company, IncorporatedJul 10, 2026 · Affiliated broker-dealer or bank to another
- Trina Marie Whitten to Benjamin F. Edwards & Company, IncorporatedJul 10, 2026 · Affiliated broker-dealer or bank to another
- Laura Ann Nelson to Benjamin F. Edwards & Company, IncorporatedJul 10, 2026 · Affiliated broker-dealer or bank to another
- Eli Todd Rebich to Wells Fargo AdvisorsJun 25, 2026 · Affiliated broker-dealer or bank to wirehouse
- Gregory Charles Keil to Wells Fargo AdvisorsJun 25, 2026 · Affiliated broker-dealer or bank to wirehouse
- Shelby Erin Terrill to Momentum Independent Network Inc.Jun 25, 2026 · Affiliated broker-dealer or bank to another
- Brian Gregory Long to Wells Fargo AdvisorsJun 25, 2026 · Affiliated broker-dealer or bank to wirehouse
- Zane Lawrence Wright to Wells Fargo AdvisorsJun 25, 2026 · Affiliated broker-dealer or bank to wirehouse
- Allison Paige Rebich to Wells Fargo AdvisorsJun 25, 2026 · Affiliated broker-dealer or bank to wirehouse
Joined, latest
- Matthew Perri from LPL Enterprise, LLCJul 21, 2025 · Affiliated broker-dealer or bank to another
- Marilyn S Hoosen from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 10, 2025 · Wirehouse to affiliated broker-dealer or bank
- John Raymond Thomas from Td Ameritrade, Inc.Nov 8, 2024 · Other
- Shane Alou Lyday from Wells Fargo AdvisorsSep 24, 2024 · Wirehouse to affiliated broker-dealer or bank
- Thomas Witt Baker from Stifel, Nicolaus & Company, IncorporatedJul 25, 2024 · Affiliated broker-dealer or bank to another
- Laura Ann Nelson from Wells Fargo AdvisorsFeb 6, 2024 · Wirehouse to affiliated broker-dealer or bank
- Trina Marie Whitten from Wells Fargo AdvisorsFeb 6, 2024 · Wirehouse to affiliated broker-dealer or bank
- Silas John Newkirk from Wells Fargo AdvisorsFeb 6, 2024 · Wirehouse to affiliated broker-dealer or bank
- Richard Reith from Wells Fargo AdvisorsFeb 6, 2024 · Wirehouse to affiliated broker-dealer or bank
- Carroll Jean Klotz from LPL Financial LLCJan 17, 2024 · Affiliated broker-dealer or bank to another
- Ronald John Lambert from LPL Financial LLCJan 17, 2024 · Affiliated broker-dealer or bank to another
- Mark John Stofan from LPL Financial LLCJan 17, 2024 · Affiliated broker-dealer or bank to another
- Jessica Renee Martin from LPL Financial LLCJan 17, 2024 · Affiliated broker-dealer or bank to another
- Adam William Paffenroth from Morgan StanleyDec 4, 2023 · Wirehouse to affiliated broker-dealer or bank
- Amanda Lynne Arcilesi Simmons from Wells Fargo AdvisorsJun 20, 2023 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Osaic Wealth, Inc.Aug 5, 2026 · St Louis, Mo
- 2 left for Benjamin F. Edwards & Company, IncorporatedJul 10, 2026 · St Louis, Mo
- 2 left for Wells Fargo AdvisorsJun 25, 2026 · St Louis, Mo
- 3 left for Wells Fargo AdvisorsJun 25, 2026 · Edinboro, Pa
- 2 left for Raymond James Financial Services Advisors, IncMay 20, 2026 · Pasadena, Ca
- 2 left for Raymond James Financial Services Advisors, IncMay 13, 2026 · Venice, Fl
- 5 left for Raymond James Financial Services Advisors, IncMay 13, 2026 · St Louis, Mo
- 2 left for Osaic Wealth, Inc.May 13, 2026 · Dayton, Oh
- 3 joined from Wells Fargo AdvisorsFeb 12, 2024 · Roseburg, Or
- 4 joined from LPL Financial LLCJan 31, 2024 · Joliet, Il
- 2 joined from Wells Fargo AdvisorsJul 5, 2023 · Salt Lake City, Ut
- 2 joined from Wells Fargo AdvisorsMay 24, 2023 · St Petersburg, Fl
- 2 joined from Wells Fargo AdvisorsNov 14, 2022 · Lake Oswego, Or
- 3 joined from Morgan StanleyOct 26, 2022 · The Woodlands, Tx
- 3 joined from RBC Capital Markets, LLCOct 25, 2022 · Hunt Valley, Md
- 2 joined from Edward JonesSep 7, 2022 · Kennett, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Cor Brautigam · President And Ceocontrolsince 02/2024 · owns less than 5%
- Ronald James Kruszewski · Chairman, Stifel Financialcontrolsince 01/1998 · owns 5% to 10%
- Frank Angelo Jr Massa · Presidentcontrolsince 02/2026 · owns less than 5%
- James Francis Rowan · Principal Financial Officercontrolsince 03/2014 · owns less than 5%
- Candace Lynn Scappator · Finop/Principal Financial Officer Officercontrolsince 02/2026 · owns less than 5%
- James Mark Zemlyak · Manager, Board Of Managerscontrolsince 12/2021 · owns less than 5%
- Tracy Zimmerer · Principal Operations Officercontrolsince 02/2026 · owns less than 5%
- Geoffrey Clyde Jr Bright · Chief Compliance Officersince 10/2021 · owns less than 5%
- Charles Edward Dodson · Cco-Advisory Servicessince 01/2022 · owns less than 5%
- Mark Philip Fisher · General Counselsince 06/2014 · owns less than 5%
- Adam Scott Melinger · Rosfpsince 08/2019 · owns less than 5%
- Douglas Wayne Noll · Principal Operations Officersince 10/2018 · owns less than 5%
Entity owners
- Equitable Distribution Holding · Memberdirect · owns 75% or more
- Stifel Financial Corp. · Owner-Holding Company Owning 100%direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- 1919 Investment Counsel, LLCinvestment adviserbanknRAUM $26B
- Csa Insurance Agency Incorporatedreal estaten
- Eaton Partners (Uk) Llpbroker-dealern
- Equitycompass Investment Management, LLCinvestment adviserbanknRAUM $221M
- Stifel Wealth Trackerinvestment advisern
- Keefe, Bruyette & Woods, Inc.broker-dealern
- Stifel Access Services LLCpooled vehicle sponsorn
- Stifel Bank & Trust, National Associationcustodiann
- Stifel Bank, National Associationcustodiann
- Stifel Capital Management, LLCinvestment advisernRAUM $4.2B
- Stifel Europe Bank Agbroker-dealern
- Stifel Hong Kong Limitedbroker-dealern
- Stifel Nicolaus Canada Inc.broker-dealern
- Stifel Nicolaus Europe Limitedbroker-dealern
- Stifel Nicolaus Insurance Agency Incorporatedreal estaten
- Stifel Nicolaus Israel Ltd.broker-dealern
- Stifel Schweiz Agbroker-dealern
- Stifel Trust Company Delaware, National Associationcustodiann
- Stifel Trust Company, National Associationcustodiann
- Stifel, Nicolaus & Company, Incorporatedbroker-dealerinvestment adviserbankpooled vehicle sponsorreal estatecustodiannRAUM $198B
- Washington Crossing Advisors LLCinvestment advisernRAUM $2.0B
Advisers that list Stifel Independent Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo · principal | 10 | 0 | 42 | 7 | |
| Brentwood, Tn | 0 | 0 | 1 | ||
| Center Valley, Pa | 0 | 0 | 1 | ||
| Charlotte, Nc | 0 | 0 | 0 | ||
| Chesterfield, Mo | 0 | 0 | 1 | ||
| Chestertown, Md | 0 | 0 | 0 | ||
| Clayton, Mo | 0 | 0 | 2 | 1 | |
| Colts Neck, Nj | 0 | 0 | 1 | ||
| Dayton, Oh | 0 | 0 | 1 | 1 | |
| Driggs, Id | 0 | 0 | 1 | ||
| Edinboro, Pa | 0 | 0 | 3 | 1 | |
| Grand Rapids, Mi | 0 | 0 | 1 | ||
| Gulfport, Ms | 0 | 0 | 3 | 1 | |
| Hannibal, Mo | 0 | 0 | 1 | ||
| Havre De Grace, Md | 0 | 0 | 1 | ||
| Homer Glen, Il | 0 | 0 | 1 | ||
| Honolulu, Hi | 0 | 0 | 1 | ||
| Kettering, Oh | 0 | 0 | 1 | ||
| Ladue, Mo | 0 | 0 | 1 | ||
| Mascoutah, Il | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Pasadena, CA14 employees
- O'Fallon, IL9 employees
- Edinboro, PA8 employees
- Venice, FL6 employees
- Salt Lake City, UT5 employees
- Chesterfield, MO5 employees
- Port Huron, MI5 employees
- Gulfport, MS4 employees
- Coupeville, WA4 employees
- Chestertown, MD4 employees
- Garden Ridge, TX3 employees
- Mentor, OH3 employees
- Ladue, MO3 employees
- Landrum, SC3 employees
- Richmond, VA3 employees
- Poplar Bluff, MO3 employees
- Hunt Valley, MD3 employees
- Spring, TX3 employees
- St. Petersburg, FL3 employees
- Lake Oswego, OR2 employees
- Hannibal, MO2 employees
- O'Fallon, MO2 employees
- , 2 employees
- , 2 employees
- Kettering, OH2 employees
ADV anomalies
11 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Sep 3, 2026private clients per advisor of 776.2 against a peer median of 63.3 (51 comparable advisers, 98.0th percentile, 23.7 robust deviations)peers: affiliated wealth managers, $5B to $20B (51) · 98% percentile
- high employee count relative to advisorsStatic outlier · filing Sep 3, 2026employees per registered advisor of 19.8 against a peer median of 1.3 (53 comparable advisers, 98.0th percentile, 45.8 robust deviations)peers: affiliated wealth managers, $5B to $20B (53) · 98% percentile
- high office count relative to headcountStatic outlier · filing Sep 3, 2026offices per registered advisor of 7.8 against a peer median of 0.4 (52 comparable advisers, 98.0th percentile, 30.1 robust deviations)peers: affiliated wealth managers, $5B to $20B (52) · 98% percentile
- very high RAUM per advisorStatic outlier · filing Sep 3, 2026RAUM per registered advisor of $500,696,290 against a peer median of $43,852,199 (53 comparable advisers, 98.0th percentile, 15.9 robust deviations)peers: affiliated wealth managers, $5B to $20B (53) · 98% percentile
- control person changedChange between filings · filing Sep 3, 2026MASSA, FRANK ANGELO JR (PRESIDENT) appeared on Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 3, 2026ZIMMERER, TRACY (PRINCIPAL OPERATIONS OFFICER) appeared on Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 3, 2026SCAPPATOR, CANDACE LYNN (FINOP/PRINCIPAL FINANCIAL OFFICER OFFICER) appeared on Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 3, 2026KRUSZEWSKI, RONALD JAMES (CHAIRMAN, STIFEL FINANCIAL) left Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 3, 2026ZEMLYAK, JAMES MARK (MANAGER, BOARD OF MANAGERS) left Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 3, 2026ROWAN, JAMES FRANCIS (PRINCIPAL FINANCIAL OFFICER) left Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 3, 2026BRAUTIGAM, ALLEN COR (PRESIDENT AND CEO) left Schedule A between the filings of 2022-01-18 and 2026-09-03peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Mar 2, 2026 to Sep 3, 2026
- Succession · false to unsetMar 2, 2026 to Sep 3, 2026
- Accounts · 11,648 to 12,216Feb 2, 2026 to Mar 2, 2026
- Advisory employees · 130 to 132Feb 2, 2026 to Mar 2, 2026
- BD registered reps · 162 to 156Feb 2, 2026 to Mar 2, 2026
- Charity clients · 32 to 37Feb 2, 2026 to Mar 2, 2026
- Corporate clients · 41 to 42Feb 2, 2026 to Mar 2, 2026
- HNW clients · 1,911 to 2,124Feb 2, 2026 to Mar 2, 2026
- Individual clients · 5,528 to 5,638Feb 2, 2026 to Mar 2, 2026
- Pension plan clients · 68 to 61Feb 2, 2026 to Mar 2, 2026
- Employees · 206 to 198Feb 2, 2026 to Mar 2, 2026
- State-registered IARs · 147 to 140Feb 2, 2026 to Mar 2, 2026
- Other offices · 78 to 77Feb 2, 2026 to Mar 2, 2026
- Discretionary RAUM · $2.7B to $3.3BFeb 2, 2026 to Mar 2, 2026
- HNW RAUM · $2.9B to $3.5BFeb 2, 2026 to Mar 2, 2026
- Individual RAUM · $1.3B to $1.4BFeb 2, 2026 to Mar 2, 2026
- Non-discretionary RAUM · $1.6B to $1.7BFeb 2, 2026 to Mar 2, 2026
- Pension RAUM · $63.4M to $68.5MFeb 2, 2026 to Mar 2, 2026
- RAUM · $4.4B to $5.0BFeb 2, 2026 to Mar 2, 2026
- Wrap assets (manager) · $2.1B to $2.5BFeb 2, 2026 to Mar 2, 2026
- Accounts · 9,973 to 11,648Nov 20, 2024 to Mar 31, 2025
- Advisory employees · 127 to 130Nov 20, 2024 to Mar 31, 2025
- BD registered reps · 146 to 162Nov 20, 2024 to Mar 31, 2025
- Charity clients · 23 to 32Nov 20, 2024 to Mar 31, 2025
- Corporate clients · 42 to 41Nov 20, 2024 to Mar 31, 2025
- HNW clients · 1,548 to 1,911Nov 20, 2024 to Mar 31, 2025
- Individual clients · 4,819 to 5,528Nov 20, 2024 to Mar 31, 2025
- Pension plan clients · 66 to 68Nov 20, 2024 to Mar 31, 2025
- Employees · 190 to 206Nov 20, 2024 to Mar 31, 2025
- Insurance-licensed employees · 15 to 24Nov 20, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Nov 20, 2024 to Mar 31, 2025
- State-registered IARs · 132 to 147Nov 20, 2024 to Mar 31, 2025
- Other offices · 79 to 78Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $2.7BNov 20, 2024 to Mar 31, 2025
- HNW RAUM · $2.3B to $2.9BNov 20, 2024 to Mar 31, 2025
- Individual RAUM · $1.1B to $1.3BNov 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.5B to $1.6BNov 20, 2024 to Mar 31, 2025
- Pension RAUM · $70.0M to $63.4MNov 20, 2024 to Mar 31, 2025
- RAUM · $3.6B to $4.4BNov 20, 2024 to Mar 31, 2025
- Wrap assets (manager) · $1.8B to $2.1BNov 20, 2024 to Mar 31, 2025
Signals
60 dated events
- Brian Patrick Rongey left Stifel Independent Advisors, Llc for Smith Moore & Co. (registered 2026-09-01)Aug 25, 2026 · Advisor changed firm · fact
- Taina Louise Badalamenti no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Zachary Ross Thurston left Stifel Independent Advisors, Llc for Stifel, Nicolaus & Company, Incorporated (registered 2026-08-24)Aug 24, 2026 · Advisor changed firm · fact
- Chris G Kuczwara no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Shane Alou Lyday left Stifel Independent Advisors, Llc for Stifel, Nicolaus & Company, Incorporated (registered 2024-09-24)Aug 24, 2026 · Advisor changed firm · fact
- Craig Mcintosh no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Timothy J Hantak no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Matthew Jenkins no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Pratik Nitin Jhaveri no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Matthew John Hickey no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- John Henry Fleenor no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- James Matthew Duncan no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Douglas Wayne Noll no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Hector Baruch Gonzalez no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 24, 2026 · Advisor departure · fact
- Steven Alan Boff no longer registered at Stifel Independent Advisors, Llc; no later IA registration on IAPDAug 21, 2026 · Advisor departure · fact
- Michael Carl Wiseman left Stifel Independent Advisors, Llc for Osaic Wealth, Inc. (registered 2026-07-27)Aug 5, 2026 · Advisor changed firm · fact
- Jerry D Pyles left Stifel Independent Advisors, Llc for Osaic Wealth, Inc. (registered 2026-07-27)Aug 5, 2026 · Advisor changed firm · fact
- 2 advisors left Stifel Independent Advisors, LLC (Poplar Bluff, MO) for Osaic Wealth, Inc. on the same dayAug 5, 2026 · Team lift-out · derived
- Silas John Newkirk left Stifel Independent Advisors, Llc for Benjamin F. Edwards & Company, Incorporated (registered 2026-07-06)Jul 10, 2026 · Advisor changed firm · fact
- Noah Thomas May left Stifel Independent Advisors, Llc for Benjamin F. Edwards & Company, Incorporated (registered 2026-07-06)Jul 10, 2026 · Advisor changed firm · fact
- Trina Marie Whitten left Stifel Independent Advisors, Llc for Benjamin F. Edwards & Company, Incorporated (registered 2026-07-07)Jul 10, 2026 · Advisor changed firm · fact
- Laura Ann Nelson left Stifel Independent Advisors, Llc for Benjamin F. Edwards & Company, Incorporated (registered 2026-07-06)Jul 10, 2026 · Advisor changed firm · fact
- 3 advisors left Stifel Independent Advisors, LLC (ST Louis, MO) for Benjamin F. Edwards & Company, Incorporated on the same dayJul 10, 2026 · Team lift-out · derived
- Allison Paige Rebich left Stifel Independent Advisors, Llc for Wells Fargo Advisors (registered 2026-06-08)Jun 25, 2026 · Advisor changed firm · fact
- Eli Todd Rebich left Stifel Independent Advisors, Llc for Wells Fargo Advisors (registered 2026-06-08)Jun 25, 2026 · Advisor changed firm · fact
- Gregory Charles Keil left Stifel Independent Advisors, Llc for Wells Fargo Advisors (registered 2026-06-08)Jun 25, 2026 · Advisor changed firm · fact
- Zane Lawrence Wright left Stifel Independent Advisors, Llc for Wells Fargo Advisors (registered 2026-06-08)Jun 25, 2026 · Advisor changed firm · fact
- Shelby Erin Terrill left Stifel Independent Advisors, Llc for Momentum Independent Network Inc. (registered 2026-06-08)Jun 25, 2026 · Advisor changed firm · fact
- Brian Gregory Long left Stifel Independent Advisors, Llc for Wells Fargo Advisors (registered 2026-06-08)Jun 25, 2026 · Advisor changed firm · fact
- 2 advisors left Stifel Independent Advisors, LLC (ST Louis, MO) for Wells Fargo Advisors on the same dayJun 25, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Century Securities Associates Inc · Private Equityshared crd · intermediary
- Stifel Financial Corp · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stifel-independent-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- stifelindependence.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-342-4051reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $501Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026