RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• J••••••• T•••••••
- W••••••••• P••••••• independent RIA currentsince Jan 23, 2020 · Omaha, Ne
- W••••••••• P••••••• formerApr 9, 2019 to Jul 10, 2020 · Lawrence, Ks
- L•• F•••••••• L•• BD affiliatedJul 12, 1990 to May 7, 2019 · Lawrence, Ks
- W••••••••• P••••••• to W••••••••• P•••••••left Jul 10, 2020, registered Jan 23, 2020 (-169 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W••••••••• P•••••••left May 7, 2019, registered Apr 9, 2019 (-28 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address