RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F••••• H•••
- I•••••••• F•••••••• A•••••••• L•• independent RIA currentsince Jul 7, 2021 · Lower Gwynedd, Pa
- E••••• W•••••• L•• independent RIAJan 3, 2020 to Jul 2, 2021 · Fort Lauderdale, Fl
- E••••• W•••••• L•• independent RIAFeb 23, 2015 to Dec 31, 2019 · Fort Lauderdale, Fl
- K••••••• C•••••• C••••••••• formerJul 29, 2013 to Feb 20, 2015 · New York, Ny
- G•••••• W••••• P•••••••• L•• state registeredDec 7, 2012 to Aug 29, 2013 · Plymouth Meeting, Pa
- H•••••• T••••••• • K•••• L•• independent RIAMay 11, 2011 to Jan 8, 2013 · Lower G••••••, Pa
- L•• F•••••••• L•• BD affiliatedOct 7, 2008 to Feb 16, 2011 · Lower G••••••, Pa
- H•••••• T••••••• • K•••• L•• independent RIAJul 25, 2003 to Oct 21, 2008 · Lower G••••••, Pa
- E••••• W•••••• L•• to I•••••••• F•••••••• A•••••••• L••left Jul 2, 2021, registered Jul 7, 2021 (5 days) · RIA to a newly registered adviser
- K••••••• C•••••• C••••••••• to E••••• W•••••• L••left Feb 20, 2015, registered Feb 23, 2015 (3 days) · Other
- G•••••• W••••• P•••••••• L•• to K••••••• C•••••• C•••••••••left Aug 29, 2013, registered Jul 29, 2013 (-31 days) · Other
- H•••••• T••••••• • K•••• L•• to G•••••• W••••• P•••••••• L••left Jan 8, 2013, registered Dec 7, 2012 (-32 days) · Other
- L•• F•••••••• L•• to H•••••• T••••••• • K•••• L••left Feb 16, 2011, registered May 11, 2011 (84 days) · Other
- H•••••• T••••••• • K•••• L•• to L•• F•••••••• L••left Oct 21, 2008, registered Oct 7, 2008 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address